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lana66690 [7]
3 years ago
7

If a foreign broker-dealer that does not have U.S. based operations wishes to solicit customers in the United States, the broker

-dealer:I. must establish an SEC-registered U.S. subsidiaryII. is not required to establish an SEC-registered U.S. subsidiaryIII. can effect its business through another registered U.S. broker-dealerIV. cannot effect its business through another registered U.S. broker-dealer
Business
1 answer:
Molodets [167]3 years ago
3 0

Answer: I. must establish an SEC-registered U.S. subsidiary.

III. can effect its business through another registered U.S. broker-dealer.

Explanation:

If a foreign broker-dealer that does not have U.S. based operations wishes to solicit customers in the United States, the broker-dealer must establish an SEC-registered U.S. subsidiary and can also effect its business through another registered U.S. broker-dealer.

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The emergence of an information-based economy are important parts of the __________ environment in which businesses operate.
Taya2010 [7]

(.) Technological

<h3>What is the technological environment?</h3>

The company's external environment that is related to technological advancements and changes includes the technological environment. Furthermore, the term "technology" is typically connected to method and apparatus. Their transformation presents the organization with both risks and opportunities.

It has an impact on a number of business factors. That might present a chance or a danger. Companies must adapt to technological variables since they are beyond their control. Companies must therefore be able to change with new technology advancements.

Early adopters of new technologies frequently increase their market share and profit margins. As a result, businesses need to monitor trends and developments. Utilizing opportunities while reducing dangers is the goal. The business can remain competitive in this way.

To know more about the technological environment visit:- brainly.com/question/1381237

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7 0
1 year ago
Joe is one of the lead accountants for his company. Last month he was pressured to prepare the financial reports more quickly th
Minchanka [31]

Answer:

Explained.

Explanation:

Joe being the lead accountant for his company so, he prepares the financial reports.

Joe made mistakes in financial report making his  manager angry  because the resources at the Joe's company are limited and financial report that are timely and reliable would have helped the company to attract some financial investment.

6 0
2 years ago
One of the benefits of ics is that it provides an orderly, systematic ___________ process.
mr_godi [17]

The correct answer is planning.

The benefits of ICS stands for Incident command system.

ICS helps  to ensure that the efficient use of resources. The safety of responders, community and efficient use of resources. ICS can be utilized as a natural disaster or as Human caused hazard or a technological hazard.

ICS has some principles and features which include resources and facilities, resource management, accountability and planning which include management.

ICS helps to ensure that there is full utilization of all incident by making sure that there is integrated communication, and by maintaining span control which  is manageable.

4 0
3 years ago
Read 2 more answers
Consider a​ zero-coupon bond with a $1,000 face value and 15 years left until maturity. If the bond is currently trading for $46
nordsb [41]

Answer:

D. 5.19

Explanation:

Zero coupon bond is the bond which does not offer any interest payment. It is issued on deep discount price and Traded in the market on discounted price.

According to given data

Face value = F = $1,000

Year to maturity = n = 15 Years

Current price = P = $468

Yield to maturity = [ ( F / P )^(1/15) ] - 1

Yield to maturity = [ ( $1,000 / 468 )^(1/15) ] - 1

Yield to maturity = 1.0519 - 1

Yield to maturity = 0.0519 = 5.19%

7 0
3 years ago
Read 2 more answers
When i see someone being treated unfairly,i sometimes dont feel very much pity for them
sp2606 [1]

Answer & Explanation: The above statement is one found on the interpersonal reactivity index (IRI), specifically, on the empathic concern (EC) scale of the IRI. The EC scale assesses the tendency of individuals to experience feelings of sympathy and compassion for other who are unfortunate.

For example “I often have tender, concerned feelings for people less fortunate than me” would be considered EC positive while "When i see someone being treated unfairly,i sometimes don't feel very much pity for them" would be considered EC negative. Positivity or negativity is determined based on one's ability to experience or not experience sympathy and compassion.

The Interpersonal Reactivity Index developed by Davis (1980, 1983) describes a measure of dispositional empathy. It posits that empathy consists of a set of separate but related constructs and as such the index contains four seven-item subscales, each tapping a separate aspect of empathy, statements that inquire about one's thoughts and feelings in a variety of situations.

4 0
3 years ago
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