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Alinara [238K]
3 years ago
6

Under NASAA's Statement of Policy on Dishonest or Unethical Business Practices of Broker/Dealers and Agents, which of the follow

ing is NOT considered when determining excessive trading in a client's account?A) Investment objectives of the client.B) Client's financial status.C) Length of association with the agent.D) Character of the account.
Business
1 answer:
AlladinOne [14]3 years ago
3 0

Answer:

Under NASAA's Statement of Policy on Dishonest or Unethical Business Practices of Broker/Dealers and Agents, which of the following is NOT considered when determining excessive trading in a client's account:

C) Length of association with the agent.

Explanation:

  • NASAA stands for The North American Securities Administrators Association that ensure the safety of the investor.
  • The option a, b and d are not correct as the Under the NASAA's statement of policy of dishonest or unethical business practices of broker/dealers and agents, investment objectives of the client, financial status of the client as well as the character of the account are considered.
  • The option c is correct as length of association with the agent is not the concern of the NASAA so it is taken into the consideration.

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Consider relative purchasing power parity (PPP) and remember the consumer price index (CPI) provides the price level in a countr
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Answer:

0.7156 USD/CAD

Explanation:

Relationship between relative PPP and inflation rates can be expressed as given below:

S(1)/S(0) = (1+I(y)) / (1+I(x))................(1)

==> S(0) = spot exchange rate at the beginning of the time period

==> S(1)  = spot exchange rate at the end of the time period

==> I(y) = expected inflation rate for country y, which is foreign country

==> I(x) = expected inflation rate for country x, which is domestic country.

Here, assumes that the US is a foreign country and Canada is domestic country

I(y) = (200/165) - 1 = 21.21%

I(x) = (220/170) - 1 = 29.41%

On putting the values of I(x) and I(y) in the first equation, we get:

S(1)/0.764 = (1+0.2121) / (1+0.2941)

S(1)/0.764 = 0.9366354996

S(1) = 0.764*0.936635

S(1) = 0.7156 USD/CAD

If relative PPP holds, the spot exchange rate in 2015 will be 0.7156 USD/CAD

4 0
3 years ago
The grant available to third-or fourth-year college students majoring in
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<u>The grant available to third-or fourth-year college student:</u>

The National Science & Mathematics Access to Retain Talent Grant (National SMART Grant) is the grant given to the third or fourth year college students who want to do major in scientific or mathematical fields like physical, life, engineering, mathematics, medical, languages, etc.

To apply for the SMART grant students apply through free application of federal student aid and then if they receive the grant they can do their higher studies in their preferable fields which come under SMART grant.

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What is one strong, positive motivator in building the family business that leads to greater cooperation? A. The family members’
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The answer would be D or C
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3 years ago
If 5.71 mL of the S2O32- solution are required to reach the endpoint of the titration, what is the molarity of S2O32- in the sol
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Answer: The question is incomplete as some details are missing. here is the complete question ; To standardize a thiosulfate (S2O32-) solution, 10.00 mL of a  1.25×10−2 M   IO3- solutionare treated with excess I- to generate I3- according to Equation 3 on page 162 in the lab manual. If  5.71 mL of the S2O32- solution are required to reach the endpoint of the titration, what is the molarity of thiosulfate in the solution?

Using this equation: I3(aq)+2S2O32-(aq)->3I(aq) + S4O62-(aq)

Explanation:

from the equation ; ClO(aq) + 3I(aq) + H2O(I) ------> I3(aq) + CI(aq) + 2OH(aq) (Equation 1)

from the equation ;  I3(aq)+2S2O32-(aq)->3I(aq) + S4O62-(aq) (equation 2)

from another equation ; IO3- (aq) + 8I-(aq) + 6H+(aq) ----> 3I3-(aq) + 3H2O(I) (Equation 3)

The balancing of equation (1) and equation (2) gives equation 3

Given molarity of IO3- (aq) = 1.25M x 10^-2

from the reaction concentration in equation 3; 1mole of IO3- (aq) gives 3moles of I3-(aq)

therefore moles of I3-(aq) = 3 x 1.25 x 10^-2 = 3.75 x 10^-2M

from the reaction in equation 2 ; I3(aq)+2S2O32-(aq)->3I(aq) + S4O62-(aq)

for I3-(aq), C1 = 3.75 x 10^-2M, V1 = 10.0mL, n1 = 1

for S2O32-(aq), C2 = ?, V2 = 5.71mL, n2 = 2

recalling that C1V1/N1 = C2V2/N2

C2 = C1V1 x n2/V2 x n1

Substituting; C2 = 3.75 x 10^-2M x 10.0mL x 2 / 5.71mL x 1

C2 = 0.131M = is the molarity of S2O32-(aq) in the solution

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Answer:

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Exports are goods and services manufactured within the borders of a country and sold to foreigners. Imports are products bought from other countries. In calculating the balance of payment,  net income from international assets is also considered.

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3 years ago
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