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Andrew [12]
3 years ago
15

All of the following are prohibited practices under FINRA rules EXCEPT: A selling enough mutual funds to a customer to obtain a

breakpoint B backing away from a quote C interpositioning another firm between a customer and market maker D withholding new issues from sale to the public
Business
2 answers:
Andreas93 [3]3 years ago
7 0

Answer:

The correct answer is letter "A": selling enough mutual funds to a customer to obtain a breakpoint.

Explanation:

The Financial Industry Regulatory Authority (FINRA) is a non-governmental institution that rules brokers and dealers activities in the United States. FINRA aims to protect private investments from bad practices and fraud having the authority to impose penalties whenever necessary.

<em>Brokers can send different assets -such a mutual funds or stocks- on behalf of investors to come to a breakpoint and start generating profits from the trade.</em>

Licemer1 [7]3 years ago
5 0

Answer:

Option A is correct

Explanation:

Breakpoint are the investment packages at which agents offer investors sales charge discount that is the more you invest, the greater the discount on sales charge which the investor is entitled to.

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Which of the following is not an essential part of the accounting records?
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Answer:

D. The worksheet

Explanation:

Accounting records are documents used to analyze and prepare financial statements. Accounting records are also documents which can be used to assess the performance of a company and also serves as source of records for audit purposes.

The followings are essential parts of accounting records; balance sheet, statement of cash flow, the ledgers , the journals, income statements etc.

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3 years ago
Suppose one rental car company raises its prices and the rival car companies leave their prices unchanged. But when another rent
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Answer:

This situation is an example of cross Price elasticity of Demand

Explanation:

If change in Price in Rental Company A doesn't necessitate change in prices in Rental companies B.C.D.E & F

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However where Rental company G lowers his price and it immediately triggers a Price reduction in Companies B to F, then obviously they offer similar products that are close substitutes and serve similar segment or channel of the Market Size. Thus failure to lower their Price will automatically see Customers rent cars more from Company G.

This situation is an example of cross Price elasticity of Demand

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3 years ago
The chart indicates the education or training histories of three employees in the Agriculture, Food, and Natural Resources caree
faust18 [17]

Answer: D

Explanation:

5 0
3 years ago
Read 2 more answers
Savings Goals
romanna [79]

Answer:

I am sorry fam this won't be an answer to your question, but I figured out how to see the answers on brainly for ya'll that don't have premium. You just need to right click on the page of your question and then click on "view page source" for me the shortcut is ctrl+ U. I don't know about yall's. when you do that it will open up a weird looking page then you want to scroll down, what you wanna focus on are the black letters, the others will be colored red or blue or whatever just focus on the black letters. It just gonna show you the answer and the comments too. Your welcome pudgy boi.

Explanation:

Sshheeeeeeshh

7 0
3 years ago
Industrial Equipment Supply is a new business. During its first year of​ operations, credit sales were $ 45 comma 000and collect
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Answer:

$600

Explanation:

The written down amount is $725, which is bad debt and provision is not required for it.

The increase in allowance for bad debt is always Written Off by using the provision and at the year end the amount that must have been written off is $600 which is the increase in the provision. This means that the Allowance for Bad Debts is​ $600.

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