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diamong [38]
3 years ago
7

An agent attends a conference where officers of publicly held companies give talks about their companies to increase investor aw

areness and to put a "positive face" on the company for the investing public. While taking a break from the lectures, the agent overhears an officer of a company, who is next up to give a speech, talking on his cell phone in the hotel lobby, where he says: "You are telling me that we have just received a Wells notice from the SEC!" The agent knows that this is new information that is not public. The agent would be permitted to:
Law
1 answer:
inna [77]3 years ago
4 0

Answer:

  • Talking about the conversation with a compliance officer of his firm  
  • Accept unsolicited trades from costumers in the company's stock

Explanation:

The agent listened to another company's employee talking on the phone about confidential information, that is, private information that the agent should not be listening to, but he has heard and can use it to his company's advantage. Since no one knows that the agent has this information, he can talk about the conversation he has heard with a compliance officer at his company, and he can accept unsolicited dealings from customers on the company's stock.

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7. how do power dynamics change when people become active<br> citizens?
Goryan [66]

Explanation:

Citizen participation

More and more people are taking the initiative to make their local neighbourhood more liveable, for instance by helping to maintain playgrounds or green spaces. As a result, the relationship between government and society is changing.

Citizen participation

Many people feel a sense of commitment to their neighbourhood and are actively involved in activities to improve the quality of life there. This is called ‘citizen participation’. For example, local residents engage in voluntary work, organise litter-clearing campaigns, set up collectives to purchase solar panels or form local care cooperatives. They may also be involved in the decision-making about the municipal budget.

Government participation

As local residents become more involved in public life, the role of government needs to adapt and take greater account of initiatives in the community. This is called 'government participation'. It means local authorities playing a more supportive role, for instance by providing facilities or making them available. In addition, municipalities can use neighbourhood budgets to help residents get things done in their area.

Do-ocracy: new ways for citizens and government to work together

Active citizens don't want the government to provide standard solutions for everything. They prefer a tailor-made approach and authorities that think along with them. So citizens and government are devising new ways of relating to each other and working together – in what is often called a 'do-ocracy'. Central government is keen to promote and support this form of democratic collaboration.

Government support for citizen participation

The government can support citizen participation in various ways, for instance by abolishing unnecessary rules and regulations wherever possible. Like the complex application procedures volunteers sometimes have to contend with to obtain funding for their activities.

4 0
3 years ago
Read 2 more answers
my mom will lose her job if biden is elected and so will most of my family so can we just vote trump and then next election vote
makvit [3.9K]
Biden 2020, trump will make people lose their jobs not Biden
6 0
3 years ago
Read 2 more answers
A. Name the law that applies to a driver while driving in the rightmost lane in the pictures? B. Explain the options to legally
kkurt [141]

The right lane of a freeway is typically used for entering and departing traffic flow. It's a staging lane that you'll use at the start and finish of your freeway journey. The main lanes are designated for through traffic, while the left lane is designated for passing.

<h3>What exactly is the Move Over law?</h3>

This is the law in the United States that mandates all road users to move out of the lane next to all stopped emergency vehicles.

B. The alternatives that drivers must follow are as follows:

• If they are traveling at a slow speed.

• To go at a substantially slower speed than the speed limit.

Therefore the law applicable is Move over law.

For more information about Move over law refer to the link:

brainly.com/question/1223628

6 0
3 years ago
Which of the following is NOT a right granted to juvenile under the Supreme Court case in re gault
Anton [14]
A: the right to confront witness
3 0
3 years ago
1. Should Dudley and Stephens be tried for murder? Explain.
lozanna [386]
YesIt would serve the purpose of enforcing the law in that country which is “any person who deliberately takes the life of another is guilty of murder
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