According to the Securities Exchange Act of 1934, securities listed on a National Exchange must include information on the issue

Question

3 years ago

10

According to the Securities Exchange Act of 1934, securities listed on a National Exchange must include information on the issue

r and:I. any person directly or indirectly controlling the issueII. any person directly or indirectly controlled by the issuerIII. any person under direct or indirect common control with the issuerA. I, IIB. I, IIIC. II, IIID. I, II, III

Social Studies

1 answer:

SVEN [57.7K] · Answer 1 · 2022-03-20T13:25:01+03:00

Answer:

D. I, II, III

Explanation:

According to the Securities Exchange Act of 1934, securities listed on a National Exchange must include information on the issuer and any person directly or indirectly controlling the issue, any person directly or indirectly controlled by the issuer, any person under direct or indirect common control with the issuer.

The Securities Exchange Act of 1934 (SEA) was created to govern securities transactions on the secondary market, ensuring greater financial transparency and and less fraud or manipulation.