The Securities and Exchange Commission (SEC) may discipline accountants. Under its disciplinary powers, the SEC may suspend an a

Question

3 years ago

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The Securities and Exchange Commission (SEC) may discipline accountants. Under its disciplinary powers, the SEC may suspend an a

ccountant's right to practice before it. What is a basis for suspension?A. Conviction of any misdemeanor.B. Intentional or unintentional violation of SEC regulations.C. Being subject to a temporary restraining order regarding securities practice.D. Conviction of a felony.

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1 answer:

Sav [38] · Answer 1 · 2021-12-10T04:27:12+03:00

Answer:

D. Conviction of a felony.

Explanation:

The basis for the suspension is the <u>Conviction of a felony</u>. As common, significantly more severe the violation, that has more severe the penalty. As an illustration but observed guilty of a misbehavior violation, thou may only have to give a penalty. If a court declares a felony conviction after that you may be inspecting various years in the penitentiary. Remaining convicted concerning a felony is a dangerous matter.