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UNO [17]
3 years ago
10

An investment adviser with no place of business in the State is exempt from registration if it renders advice solely to employee

benefit plans with assets of at least:
Business
1 answer:
irinina [24]3 years ago
5 0

Answer:

$1,000,000

Explanation:

The investment adviser who doesn't have any place of business in the state and offers his services to only employee benefit plans with assets of assets at least $1,000,000 are exempt from registration. If the asset value exceeds this limit then the investment adviser will be required to register itself.

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B.

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