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Artyom0805 [142]
4 years ago
9

An Administrator of a state may deny an application by a broker-dealer for registration according to the USA, if the broker-deal

er applicant:___________.
a. has no experience
b. has been suspended by the London Stock Exchange
c. has been convicted of a misdemeanor involving life insurance policy
d. has been investigated by an Admin in another state for securities law violations
Law
1 answer:
ollegr [7]4 years ago
7 0

Answer:

b. has been suspended by the London Stock Exchange

Explanation:

The most suitable option is B which says Administrator of a state may deny an application by a broker-dealer for registration according to the USA, if the broker-dealer applicant has been suspended by the London Stock Exchange which is the regulatory and top body in stock exchange.

Options A, C, and D don't provide enough reasons for Administrators to deny applications.

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Explanation:

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Compensatory damages seek to compensate for damages caused by the negligence or misconduct of one party to the other. To receive this type of compensation it is crucial to prove the responsibility that the party has about harming the other.

I hope this answer helps you.  

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