An Administrator of a state may deny an application by a broker-dealer for registration according to the USA, if the broker-deal
er applicant:___________. a. has no experience
b. has been suspended by the London Stock Exchange
c. has been convicted of a misdemeanor involving life insurance policy
d. has been investigated by an Admin in another state for securities law violations
b. has been suspended by the London Stock Exchange
Explanation:
The most suitable option is B which says Administrator of a state may deny an application by a broker-dealer for registration according to the USA, if the broker-dealer applicant has been suspended by the London Stock Exchange which is the regulatory and top body in stock exchange.
Options A, C, and D don't provide enough reasons for Administrators to deny applications.
The ACA defines a full-time employee as an individual who works an average of at least 30 hours per week. The mandate for employers to provide health care coverage is in effect and will be fully implemented by 2016.
The consumer product safety commission ensures that all products are safe for the customers to have and use over time. Therefore they make regulations in products.
