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Artyom0805 [142]
3 years ago
9

An Administrator of a state may deny an application by a broker-dealer for registration according to the USA, if the broker-deal

er applicant:___________.
a. has no experience
b. has been suspended by the London Stock Exchange
c. has been convicted of a misdemeanor involving life insurance policy
d. has been investigated by an Admin in another state for securities law violations
Law
1 answer:
ollegr [7]3 years ago
7 0

Answer:

b. has been suspended by the London Stock Exchange

Explanation:

The most suitable option is B which says Administrator of a state may deny an application by a broker-dealer for registration according to the USA, if the broker-dealer applicant has been suspended by the London Stock Exchange which is the regulatory and top body in stock exchange.

Options A, C, and D don't provide enough reasons for Administrators to deny applications.

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Answer:

A demurrer.

Explanation:

Judicial power can be defined as the power given to the courts to act and pronounce judgment on a case after making a decision with respect to the parties that brought the case for litigation. Therefore, when a judge presiding over a court of competent jurisdiction gives a verdict or judgment on a case, his or her decision is final and can only be upturned by a higher court such as a court of appeal (appellate court) and supreme court.

A pleading filed by one party to dismiss the other party's pleading for failing to state a cause of action is known as a demurrer.

This ultimately implies that, a demurrer is a pleading written by the defendant as a response to a court proceeding in which he or she acknowledges that the allegations in a complaint might be true and factual but it is insufficient to justify or establish a valid legal action.

For example, a party might file for a demurrer if a complaint infringes his or her right to freedom of speech and expression enshrined in the Constitution.

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2 years ago
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Answer:

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Explanation:

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Answer:

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