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Artyom0805 [142]
3 years ago
9

An Administrator of a state may deny an application by a broker-dealer for registration according to the USA, if the broker-deal

er applicant:___________.
a. has no experience
b. has been suspended by the London Stock Exchange
c. has been convicted of a misdemeanor involving life insurance policy
d. has been investigated by an Admin in another state for securities law violations
Law
1 answer:
ollegr [7]3 years ago
7 0

Answer:

b. has been suspended by the London Stock Exchange

Explanation:

The most suitable option is B which says Administrator of a state may deny an application by a broker-dealer for registration according to the USA, if the broker-dealer applicant has been suspended by the London Stock Exchange which is the regulatory and top body in stock exchange.

Options A, C, and D don't provide enough reasons for Administrators to deny applications.

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wariber [46]
Representative Government

A representative government is a government where citizens elect people to represent them and make laws on their behalf, instead of always voting directly on laws and other government actions.
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3 years ago
How do you think land use in the U.S. will change in the future?
zlopas [31]

Explanation:

The increasing population and urbanization have resulted into changes in the land use pattern. Large scale forests have been destructed to expand land for cultivation.

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3 years ago
Which action is an example of an "implied" power? (Congress) A- Congress votes to raise income taxes B- Congress holds an invest
slega [8]

Answer:

D.

Explanation:

An implied power can be described as those powers which does not exist in the Constitution of the United States but expressly stated due to similar powers enjoyed by the Congress.

When the framers of the Constitution were drafting the document they had in mind that the needs of people will grow with the growing nation, so in Article I they gave the Congress right to excercise the power under the 'Necessary and Proper Clause.'

So, an example of implied power from the given options would be D. Congress have right to use implied power to close post offices in rural areas on Saturdays. Therefore, option D is correct.

3 0
3 years ago
Even with sentencing guidelines, judges have choices about the sentence to assign. They can show leniency and impose the smalles
ANTONII [103]

Answer:

The defendant's background

Explanation:

I would want to know what they are all about and what they have done in the past. This would help me make my decision of the best possible sentence.

8 0
2 years ago
What is the correct answer
MrMuchimi
I believe its D. If i’m wrong, you can let me know and i’ll try again.
7 0
3 years ago
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