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Artyom0805 [142]
3 years ago
9

An Administrator of a state may deny an application by a broker-dealer for registration according to the USA, if the broker-deal

er applicant:___________.
a. has no experience
b. has been suspended by the London Stock Exchange
c. has been convicted of a misdemeanor involving life insurance policy
d. has been investigated by an Admin in another state for securities law violations
Law
1 answer:
ollegr [7]3 years ago
7 0

Answer:

b. has been suspended by the London Stock Exchange

Explanation:

The most suitable option is B which says Administrator of a state may deny an application by a broker-dealer for registration according to the USA, if the broker-dealer applicant has been suspended by the London Stock Exchange which is the regulatory and top body in stock exchange.

Options A, C, and D don't provide enough reasons for Administrators to deny applications.

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