1answer.
Ask question
Login Signup
Ask question
All categories
  • English
  • Mathematics
  • Social Studies
  • Business
  • History
  • Health
  • Geography
  • Biology
  • Physics
  • Chemistry
  • Computers and Technology
  • Arts
  • World Languages
  • Spanish
  • French
  • German
  • Advanced Placement (AP)
  • SAT
  • Medicine
  • Law
  • Engineering
Arisa [49]
3 years ago
12

A broker/dealer has agents who work with individual investors in California. The broker/dealer and all of the agents are located

in Arizona. Which of the following registrations are required in this scenario?
Because the broker/dealer is not located in California, it does not need to register in California.
Because the broker/dealer does business with individuals in California, it must be registered in California.
Because the agents are not located in California, the agents do not need to register in California.
Because the agents do business with individuals in California, the agents must be registered in California.

[A] I and III only
[B] I and IV only
[C] II and III only
[D] II and IV only
Business
1 answer:
Svetlanka [38]3 years ago
7 0

Answer:

[D] II and IV only

Because the broker/dealer does business with individuals in California, it must be registered in California.

Because the agents do business with individuals in California, the agents must be registered in California.

Explanation:

The brokers or dealer's must register where they have offices and where the do business. Even in states where they do not have offices they are required to register.

So in this case although all the brokers and agents are located in Arizona, if they want to conduct business the must be registered in California.

The business dealings are with individuals so these guidelines must be followed. However if the client is a firm they can be exempted.

You might be interested in
A firm has $600,000 in current assets and $150,000 in current liabilities. Which of the following is correct if it uses cash to
Molodets [167]

Answer:

4) Net working capital will not change.

Explanation:

The best answer to the question is the 4th option. The net working capital will not be changed if company would be usingcash to pay off their accounts payable. Also the difference that exists between current assets and current liabilities will also stay the same way as it was before. current ratio will go up to 5.5.

Thank you.

4 0
3 years ago
Public domain which group of consumers would find this ad offensive? middle class homemakers small business owners assembly line
RSB [31]
I believe it's B but I am not positive. I'm taking the test right now.
8 0
3 years ago
The new employees are expected to receive $13 million of Fast Start training that will be provided by a state workforce developm
Gwar [14]

Answer:

The correct answer is "key assumption"

Explanation:

In a business plan, the term key assumption refers to the sum of the plan, workforce, place, time and all the resources that you need to manage your business. Every business plan is filled with assumptions.

The objective is to identify is a project would be profitable or not,  

Usually, investors use the key assumptions, before they decide to put in money.

5 0
3 years ago
I WILL MARK BRAINLEIST WHOEVER ANSWERS FIRST!!
Katarina [22]

Answer:

That setting isn't available on edmentum. You can't how you performed on each question, but you can see your final score and the number of questions you got correct and missed.

That would definitely be a great feature if they added it.

Explanation:

8 0
2 years ago
Read 2 more answers
Charlotte owns a custom publishing business. She uses 500 square feet of her home (2,000 square feet) as an office and for stora
leva [86]

Answer:

As calculated below (attachment)She must deduct the expenses related to interest and taxes first, then deduct her other business expenses, then at last the depreciation.She may carry forward the $1,105 ($145 limit- $1,250 current depreciation) which she is not ble to use in the current year to a future year when her business has sufficient income to absorb the deduction.

Explanation:

7 0
3 years ago
Other questions:
  • A company wants to set up operations in a country with the following corporate tax rate structure: Taxable Income Tax Rate <$
    8·1 answer
  • The decision rule on whether to sell or process further varies from situation to situation. is process further if incremental re
    13·1 answer
  • Which of the following is prepared first? A. Balance sheet B. Income statement C. Statement of owner’s equity D. Trial balance
    13·1 answer
  • Can you please help me come up with an unused company/brand name for a company that manufactures tables. Thanks
    8·1 answer
  • Which of the following statements about feedback is most likely false? Sometimes supervisors hesitate to use positive feedback b
    9·1 answer
  • Customers today want separate prices for each service element, and they also want the right to select the elements they want. Cu
    15·1 answer
  • The original cost of an inventory item is below both replacement cost and net realizable value. The net realizable value less no
    7·1 answer
  • A principle purpose of the market model is to show how equilibrium price and quantity will change as a result of some 'exogenous
    8·1 answer
  • Why do we need to carefully plan the operations of the business?​
    14·1 answer
  • Hodgkiss mfg., inc., is currently operating at only 94 percent of fixed asset capacity. current sales are $740,000. how fast can
    15·1 answer
Add answer
Login
Not registered? Fast signup
Signup
Login Signup
Ask question!