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Arisa [49]
3 years ago
12

A broker/dealer has agents who work with individual investors in California. The broker/dealer and all of the agents are located

in Arizona. Which of the following registrations are required in this scenario?
Because the broker/dealer is not located in California, it does not need to register in California.
Because the broker/dealer does business with individuals in California, it must be registered in California.
Because the agents are not located in California, the agents do not need to register in California.
Because the agents do business with individuals in California, the agents must be registered in California.

[A] I and III only
[B] I and IV only
[C] II and III only
[D] II and IV only
Business
1 answer:
Svetlanka [38]3 years ago
7 0

Answer:

[D] II and IV only

Because the broker/dealer does business with individuals in California, it must be registered in California.

Because the agents do business with individuals in California, the agents must be registered in California.

Explanation:

The brokers or dealer's must register where they have offices and where the do business. Even in states where they do not have offices they are required to register.

So in this case although all the brokers and agents are located in Arizona, if they want to conduct business the must be registered in California.

The business dealings are with individuals so these guidelines must be followed. However if the client is a firm they can be exempted.

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The central problem in product-oriented layout planning is?
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Workspace can inspire informal and productive encounters if it balances what three physical and social aspects.

7 0
3 years ago
Uchimura Corporation has two divisions: the AFE Division and the GBI Division. The corporation's net operating income is $12,700
loris [4]

Answer:

$123,700

Explanation:

Calculation for the amount of the common fixed expense not traceable to the individual divisions

Using this formula

Common fixed expense not traceable= Total segment margin - Net operating income

Where,

Total segment margin =($86,100 +$50,300)

Net operating income=$12,700

Let plug in the formula

Common fixed expense not traceable= (86,100+50,300) - 12,700

Common fixed expense not traceable= 136,400 - 12,700

Common fixed expense not traceable

= 123,700

Therefore the amount of the common fixed expense not traceable to the individual divisions will be $123,700

5 0
3 years ago
Weston Jewelers uses the perpetual inventory system. On April 2, Weston sold merchandise with a cost of $1,257 for $2,200 to a c
Evgesh-ka [11]

Answer:

$2,134

Explanation:

Calculation of the amount of the Net sales revenue

First step

Since we were been told that Weston sold the merchandise with a cost of $1,257 for $2,200 with the terms of 3/15 this means we are going to find the 3% of $2,200 calculated as:

3%*$2,200=$66

Second step is to deduct the $66 from the cost of $2,200,in order to find the Net Sales Revenue of Weston Jewelers

Net Sales Revenue =$2,200-$66

Net Sales Revenue=$2,134

Therefore the Net Sales Revenue of Weston Jewelers will be $2,134

8 0
3 years ago
When a practitioner is ensuring that the message he is sending to stakeholders is easy to follow, he is observing the ________ g
Rom4ik [11]

When a practitioner is ensuring that the message he is sending to stakeholders is easy to follow, he is observing the <u>C. Logic</u> guideline for effective communication.

A Stakeholder may be a wide variety of people impacted or invested in the task. As an example, a stakeholder can be the owner or even the shareholder. However, stakeholders can also be employees, bondholders, customers, providers, and companies. A shareholder can be a stakeholder.

The easy way to remember these 4 categories of stakeholders is by using the acronym UPIG: customers, providers, influencers, governance.

Stakeholders encompass all individuals or companies who have a vested interest in the performance of the business. It is vital that firms build healthful and balanced relationships with their stakeholders, as their stage of authenticity is determined by how properly they meet their stakeholders' needs.

Your question is incomplete. Please read below for the missing content.

When a practitioner is ensuring that the message he is sending to stakeholders is easy to follow, he is observing the ________ guideline for effective communication.

a. tact

b. specificity

c. logic

d. relevance

Learn more about Stakeholders here brainly.com/question/4404879

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7 0
2 years ago
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