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agasfer [191]
2 years ago
11

Why did the Dodd-Frank Act amend the Investment Advisers Act?

Law
1 answer:
alexgriva [62]2 years ago
6 0

It was amended with the intent to:

1. To promote the financial stability of the US

2. To improve the accountability and transparency of the fin'l system

3. End "TOO BIG TO FAIL"

4. End bailouts (Chrysler, GM, & Goldman Sachs)

5. To protect consumers from abusive financial services practices.

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Leona [35]

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Follow a strict protocol?

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7 0
3 years ago
What does it mean when a murder is justified?
valentinak56 [21]

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well if its for self defense or for the stand your ground law

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8 0
3 years ago
Mr. Lynn, an agent for Acme Insurance, Inc. thinks that, since state laws are preempted concerning the marketing of Medicare hea
n200080 [17]

What might you, as his colleague, advise him concerning the type of scrutiny he will be under is: d. Organizations sponsoring Medicare health plans are responsible for the behavior of their contracted representatives and will be conducting monitoring activities to ensure compliance with all applicable Federal law and guidance and plan policies. Furthermore, state agent licensure laws are not preempted and he must abide by their requirements.

<h3>What is medicare?</h3>

A medicare can be defined as a health insurance coverage that help to cover medical expenses.

Based on the given scenario what  you might  advise him concerning the type of scrutiny he will be under is that company that is incharge of the medicare plan are the one incharge of the representatives behavior.

Therefore the correct option is D.

Learn more about medicare here:brainly.com/question/1960701

#SPJ1

8 0
1 year ago
10 sentences, what are the benefits of talking out problems rather than going to court? What is the difference
kap26 [50]

Answer:

Mainly, the greatest benefit of solving problems outside the judicial system is the cost, since every judicial process necessarily entails a high cost, both in taxes, costs, fees, etc. In addition, the resolution time is much longer, since it involves a whole series of procedural steps that necessarily imply a passage in time, which can be avoided through an alternative resolution of conflicts.

Those means of alternative dispute resolution include, among others, mediation and arbitration. Mediation, on the one hand, involves a series of meetings between the parties in conflict, with the assistance of a specialist, the mediator, who seeks to bring the parties closer together and achieve the resolution of the dispute. On the other hand, arbitration implies that the parties in conflict abide by the solution proposed by an impartial third party, the arbitrator, who will decide according to the rules of law or equity, as appropriate.

8 0
3 years ago
Why should you stay out of the no-zone of a large truck?
Archy [21]

Answer:

You should do this because trucks are heavier and more difficult to maneuver than a regular vehicle, thus you must take extra caution when driving near them to prevent serious injuries or sometimes death.

Explanation:

4 0
3 years ago
Read 2 more answers
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