In order to ensure compliance with Independence Policy we should Maintain independence from certain entities.
The Independence Policy is a collection of guidelines established for effective and efficient operation, much like other policies.
Large companies with appointed auditors and a financial analysis team tend to have this policy more frequently.
This enables the higher authorities to keep an eye on things and ensure that the financial analysis team and auditors are only working for them and keeping their distance from particular organizations.
Another important aspect of this strategy is ensuring a high level of security and confidentiality.
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Disclaimer- The complete question is-
Which of the following must you do to ensure compliance with Independence
Policy?
Select the three responses that apply and then Submit.
Complete an Independence Representation
Maintain the accuracy of your Tracking & Trading portfolio
Maintain independence from certain entities
Maintain current information regarding the value of certain Financial
Relationships
