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Annette [7]
1 year ago
12

A broker who had several offices went about once a week to each office to check them out. since he had no other broker on staff,

is this legal?
Social Studies
1 answer:
qaws [65]1 year ago
5 0

A broker who had several offices went about once a week to each office to check them out. since he had no other broker on staff, is this legal, Yes, as long as he saw each office at least once per week.

An investor and a securities exchange are connected through a broker, who may be an individual or a business.

Individual traders and investors need the services of exchange members since securities exchanges only accept orders from people or companies that are members of that exchange.

The service is provided by brokers, who are paid in a variety of methods, including commissions, fees, or payments from the exchange itself.

To assist investors in deciding which broker is best for them, Investopedia consistently examines all of the top brokers and keeps a list of the top online brokers and trading platforms.

An investor and a securities exchange are connected through a broker, who may be an individual or a business.

Learn more about broker here

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