1answer.
Ask question
Login Signup
Ask question
All categories
  • English
  • Mathematics
  • Social Studies
  • Business
  • History
  • Health
  • Geography
  • Biology
  • Physics
  • Chemistry
  • Computers and Technology
  • Arts
  • World Languages
  • Spanish
  • French
  • German
  • Advanced Placement (AP)
  • SAT
  • Medicine
  • Law
  • Engineering
GrogVix [38]
4 years ago
11

"The legislation that requires a broker-dealer's research analysts to be completely separated from that firm's investment bankin

g department is the:"
Business
1 answer:
bogdanovich [222]4 years ago
6 0

Answer:

Sarbanes-Oxley Act of 2002.

Explanation:

Sarbanes-Oxley Act of 2002 is a legal framework which was passed by the 107th U.S Congress on the 30th of July, 2002. The law required that investment banking be completely made rid of research analysts who works at a broker-dealer firms, so that the analysts are not influenced to write favorable reports to enhance their potential investment banking businesses.

Hence, the legislation that requires a broker-dealer's research analysts to be completely separated from that firm's investment banking department is the Sarbanes-Oxley Act of 2002.

<em>It is a law that imposes a stiffer penalty for any securities related law break offence by the accountants, auditors etc by mandating strict reforms to the existing securities regulations. </em>

You might be interested in
A(n) _____ projects the types and amounts of assets a firm will require to carry out its future plans and forecasts the amount o
IRISSAK [1]

Additional funds needed is “extra money needed,” and it refers to other resources that will be needed for the company to expand its operations.

<h3 /><h3>What do you mean by additional fund needed projects?</h3>

<u>Additional funds needed </u>is a way of calculating how much new funding will be needed so that the firm can truly look at whether it will be able to make some extra money and thus be able to achieve a higher level of sales.

<u>Additional funds needed </u>project the types and amounts of assets a firm will require to carry out its future plans and forecast the number of additional funds that will be needed to acquire those assets

Thus, the correct word is <u>Additional funds needed.</u>

Learn more about Additional funds project here:

brainly.com/question/14069240

#SPJ1

6 0
2 years ago
The ________ problem occurs when supervisors tend to rate all their subordinates consistently low.
fenix001 [56]
The "<span>strictness"</span><span> problem occurs when supervisors tend to rate all their subordinates consistently low.
</span>
Many supervisors will tend to rate every one of their subordinates reliably high or low. alludes to giving high evaluations or ratings, while strictness alludes to giving low appraisals or ratings. Central tendency alludes to giving normal scores.
8 0
3 years ago
Read 2 more answers
What is the term that describes what a business has to pay to correct defective products?
vagabundo [1.1K]
I believe the correct answer from the choices listed above is option A. The term <span> that describes what a business has to pay to correct defective products would be the cost of quality. Hope this answers the question. Have a nice day.</span>
7 0
3 years ago
Read 2 more answers
Duerr Company makes a $69,000, 30-day, 10% cash loan to Ryan Company. The note and interest to be collected at maturity is: (Use
Dimas [21]

Answer:

the journal entry to record the loan:

E.g. January 1, 202x, loan made to Ryan Company

Dr Notes receivable 69,000

    Cr Cash 69,000

the journal entry to record the collection of the note:

E.g. January 31, 202x, note collected from Ryan Company

Dr Cash 69,575

    Cr Notes receivable 69,000

    Cr interest revenue 575

interest revenue = $69,000 x 10% x 30/360 = $575

4 0
3 years ago
Connor Corp. has large amount of data that they are trying to analyze from the last 15 years. They have an arithmetic sales grow
MrRa [10]

Answer:

11.14%

Explanation:

Blume's formula is used to combine both arithmetic and geometric returns. This is because using arithmetic growth rate exclusively would be overly optimistic for longer time horizons and on the other hand, using geometric growth rates exclusively would be overly pessimistic for short time horizons.

Using the attached formula, plug in the given numbers;

R(T) would be the sale growth rate we need to calculate.

R(T) = \frac{5-1}{15-1} *0.09 + \frac{15-5}{15-1} *0.12

R(T) =0.0257 + 0.0857

R(T) = 0.1114 as a decimal

Therefore, the forecast sales growth would be 11.14%

7 0
3 years ago
Other questions:
  • An analysis of comparative balance sheets, the current year's income statement, and the general ledger accounts of Hailey Corp.
    15·1 answer
  • A country’s real gdp rose from 500 to 550 while its nominal gdp rose from 600 to 770. what was this country’s inflation rate?
    6·1 answer
  • Governments intervene in the foreign exchange markets for all of the following EXCEPT to 1) Earn foreign exchange 2) Reduce econ
    10·1 answer
  • Assume that the. Top level management team has accepted your recommendation how can their effectiveness be evaluated three month
    6·1 answer
  • Suppose that papers for a newspaper stand cost $0.40 and sell for $0.80. They currently have no salvage value.
    8·1 answer
  • What are your ideas for creating jobs and getting people back to work?
    14·1 answer
  • What law requires businesses to communicate more openly about the hazards associated with the materials they use and produce and
    8·1 answer
  • At age 37 you start saving for retirement if your investment plan pays an APR of 6% and you want to have $.09 million when you r
    14·1 answer
  • What are some of the resources that families and individuals can use to reach their financial goals? Why is it important to take
    10·1 answer
  • At the end of the current year, Accounts Receivable has a balance of $825,000; Allowance for Doubtful Accounts has a credit bala
    15·1 answer
Add answer
Login
Not registered? Fast signup
Signup
Login Signup
Ask question!