The investment adviser would not be permitted to accept securities from a customer that are registered in customer name if administrator prohibit him from taking custody of customer, as per Securities and Exchange Commission.
As per the Securities and Exchange Commission, The Commission has amended the custody rule in accordance with the Investment Advisers Act of 1940. The amendments modernize the rule by bringing it in line with modern custodial practices and requiring advisers who have custody of client funds or securities to keep those assets in the custody of broker-dealers, banks, or other qualified custodians. The amended rule also defines "custody" and illustrates situations in which an adviser has custody of client funds or securities. The amendments are intended to improve client asset protection while reducing the burden on advisers who have custody of client asset.
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Answer:
C. Depreciation period
Explanation:
For A,
A payout period is when the investors actually start getting paid hence making this a wrong choice.
For B,
Liquidation is when a firm runs into problems and prepares to shut down by liquidating assets, the proceeds from this liquidation are then paid out to investors. This also is a wrong choice.
For C,
Depreciation period is the time period for which the depreciation is charged on a fixed operating asset. This is recorded as an expense and nothing is paid out to any investor. This is the correct choice.
For D,
Annuitization period is when any annuity or investment starts paying back its investors. This is an income stream and thus this is also a wrong choice.
Hope that helps.
Answer:
c. 13.1%
Explanation:
Return on assets is a financial measure that gives insight to the amount of income earned for $1 of the company's investments in asset. It is given as the ratio of net income to average total asset.
Given;
Beginning total asset = $4,520
Ending total asset =$4,180
Average total asset = ($4,520 +$4,180)/2
= $4,350
Net Income = $570
Return on asset = $570/$4350
= 13.1%
Option c. 13.1%
<span>The answer is the option B. raise prices. When the demand increase, while the firm is not able to increase the production, they raise the prices, because there will be buyers willing to pay more. That is the classical equilibrium of the market, offer - demand: increases in demand push the prices upward, increasing in offer pushes the prices downward.</span>
C which types of items should be taxed