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BartSMP [9]
4 years ago
13

Which of the following are correct concerning customer background and financial information, according to options exchange rules

?
(i)-Financial information which the customer supplies must be sent for verification by the broker/dealer within 15 days after the account has been approved for options transactions.
(ii)-If the firm becomes aware of material changes concerning existing customers, a copy of background and financial information on file must be sent to the customer within 15 days after the firm becomes aware of the change.
(iii)This information must be sent to the customer by the firm for verification within 15 days after the account is approved for options transactions unless it is contained in the customer's account agreement.
(A) I only
(B) II only
(C) III only
(D) I, II, and III
Business
1 answer:
Sever21 [200]4 years ago
3 0

Answer:

(D) I, II, and III

Explanation:

1. Financial information which the customer supplies must be verified by the broker/dealer within 15 days after the account has been approved for options transactions.

2. If the firm becomes aware of material changes concerning existing customers, a copy of background and financial information on file must be sent to the customer within 15 days after the firm becomes aware of the change.

3. This information must be sent to the customer by the firm for verification within 15 days after the account is approved for options transactions unless it is contained in the customer's account agreement.

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The correct answer is d. $0.31 per client-visit; $24,766 per month.

Explanation:

The costs can be of fixed nature or a variable nature or of a mixed nature. A mixed costs contains a component of both fixed and variable costs. The high-low method is used to calculate the variable component per unit of a mixed cost. Th formula for high low method is:

Variable cost per unit = (Highest activity cost - Lowest activity cost) / (Highest activity level - Lowest activity level)

the highest activity is in June, 13400 client visits and the highest cost is also of this activity. The lowest activity is in August, 11207 client visits and the lowest cost belongs to this activity.

Variable cost per unit = (28920 - 28235)  /  (13400 - 11207)

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3 years ago
asset w has an expected return of 15.7 percent and a beta of 1.75. if the risk-free rate is 3.3 percent, what is the market risk
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The market risk premium is 14.12. A market risk premium in finance and economic is used to measure how much the level of risk.

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To find the amount of risk premium, we can calculate it use beta of the stock formula:

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Because we need the amount of  risk premium, then it will be:

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Learn more risk premium, here brainly.com/question/28235630

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