Answer:
"The broker-dealer or agent may only transact business in the State if registered in the State or if exempted or excluded from registration" and "Follow ups or individualized responses to persons in the State that involve either effecting or attempting to effect transactions in securities will not be made absent compliance with State registration requirements or an applicable exemption or exclusion"
Explanation:
Uniform securities act is a state level regulation of transactions in securities at the state level. It effectively prevents securities fraud and contributes to Securities and Exchange Commission (SEC) function of enforcing regulation.
Registration is required when there are initial publica offerings. Registration is also required from agents such as broker dealers and investment advisers.
In this case an agent of a broker-dealer puts up a website that promotes the benefits of dollar cost averaging, including the caveat that it is suitable for investors only if they can maintain their periodic payments regardless of economic conditions and that it requires a long-term investment time horizon.
There is need for disclosure in a state where the agent is not registered. So that when clients view the website they do not violate the Uniform Securities Act.
The disclosure chosen above is sufficient to cover the agent
Microwave is the fastest way to heat something also easiest way but no the healthiest and the food dose not taste as good (example when you microwave pizza it turns out rubbery and taste fake and not as fresh)
The Kenya Airway’s solution was the use of:
- Customer Relationship Management.
- Sourced funds from Jomo Kenyatta International Airport
<h3>What was the problem at Kenya
Airways?</h3>
Kenya Airways is known to be helped by the government and their loss was said to be linked to the pandemic of 2020 and thus they looked for ways to raise funds.
Note that Kenya Airways had issues with unsatisfactory customer relationship and thus they handle this as they said to fly high with Customer Relationship Management.
Learn more about Airways from
brainly.com/question/18271740
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Answer:
The economic downturn is a factor beyond her control.
Explanation:
In the given scenario Selena's monthly sales have declined and she received a bad performance rating.
The decline was due partly to an economic recession and also due to the fact that her mother has been in the hospital (personal reasons).
If the wants to contest the ratings she will not use the personal challenge she had since she did not report it to take time off from work.
However she can state that the economic downturn is a factor beyond her control so this should be considered in her performance rating.
