Is the sec an executive agency or an independent regulatory agency? does it matter to the outcome of the dispute?

1 answer:

7 0

<span>The SEC is an independent agency, and as defined by the laws in the United States is an agency that exists outside the reach of the federal executive departments, that means that it is a totally free agency and beyond the scope of the presidential control, since The power of the president of the country to influence the SEC is almost nil. The results of a dispute depend on the type of dispute, but the SEC has a broad set of rules regarding disputes that include alternative measures that can be taken to avoid large sanctions against a company or person. Most disputes and complaints are filed under strict control of FINRA.</span>

You might be interested in

The process by which the government manages spending and taxes to influence the direction of the economy is

Vanyuwa [196]

Answer:

The answer is C, fiscal policy.

6 0

3 years ago

Which of these is represented by the number 4 on the map

lutik1710 [3]

Where’s the options ?

7 0

3 years ago

A person who finds mislaid property does not obtain title to the goods, but rather becomes a __________ of those goods. A person

harkovskaia [24]

Answer:caretaker, lost, third party, lost, fails, conversion, incentives, abandoned, trespassing, abandoned

Explanation:A person who finds mislaid property does not obtain title to the goods, but rather becomes a __caretaker ________ of those goods.

A person who finds ___lost ___ property must return it to the owner if that person can be found, but has better claim to the property than a ___third party______. If the finder of ____lost ___ property knows the true owner, but ______fails ___ to return the property to him or her, the finder may be guilty of the tort of conversion________ . Estray statutes provide ______incentives ______ for finders to report their discoveries. A person who finds abandoned _____ property becomes the true owner of that property unless he or she finds it while __trespassing _______. A true owner of mislaid or lost property who gives up any further attempt to find has _abandoned ________ the property.

5 0

3 years ago

According to the delegate theory of representation,

d1i1m1o1n [39]

Answer: option 'a' Is the correct option. ''officials should act according to the views of the electorate''.

Explanation:

See, before we start checking which option is right or not. Let us first know what the delegate theory of representation means;

The delegate theory of representation means that the electorates will vote in their candidates as delegates which acts according to whatever the electorates says they(delegates) should do.

Now let us look at the option 'e' which says that; 'opinion is only a barometer, to be used as the legislator sees fit'. This does not go with what is defined above that explains what the delegate theory of representation means.

This is the same with options 'd' ,' c' and 'b'. Only option 'a' goes with it. So, option 'a' is right.

3 0

4 years ago

The criminal justice system considers ____ motivation theories as the different type of approaches taken in an organization.

Crazy boy [7]

The number of motivation theories which the criminal justice system considers as the different type of approaches taken in an organization are:

Six in number

<h3>What is Motivational Theory?</h3>

This refers to the study or theory which tries to understand the various things which drives a person to do what he does.

With this in mind, we can state that the criminal justice system considers six motivation theories as they try to find out why people act in a certain way.

Read more about motivational theory here:

brainly.com/question/6853726

5 0

2 years ago

Read 2 more answers