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Fofino [41]
3 years ago
9

Under the Investment Advisors Act of 1940, if a registered investment advisor requires prepayment of $1200 or more of advisory f

ees, 6 months or more in advance of rendering services, the advisor must
Social Studies
2 answers:
jok3333 [9.3K]3 years ago
6 0

Answer:

<u>give each new client a copy of his balance sheet</u>

Explanation:

Note that an investment advisor manages the money or financial assets of their clients such as stocks, bonds, and mutual funds—and then buy, sell, and monitor them as directed by the clients.

According to the Investment Advisors Act of 1940 a federal law which defines the role and responsibilities of an investment advisor/adviser, in such a scenario the investment advisor would provide each new client a copy of his balance sheet.

ycow [4]3 years ago
6 0

Answer:

Under the Investment Advisers Act of 1940, if a registered investment advisor requires prepayment of $1200 or more of advisory fees, 6 months or more in advance of rendering services, the advisor must:

A. give discretionary authority to the adviser

B. receive a copy of the adviser's balance sheet

C. be provided with a "Brochure" at least 5 days in advance of signing a contract

D. be reported to the Securities and Exchange Commission

Explanation:

The best answer is letter B: the adviser must include a balance sheet in the ADV Form Part 2A that constitutes the "Brochure" that must be given to customers at, or previous to, entering into an advisory contract.

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Explanation:

  • The invention of the agricultural machinery of the peasants contributed to the development of farming activity. Scottish inventor Andrew Meikle designed the rig. This machine has made it easier to operate and increase productivity. The jigsaws, which separated the grain from the straw, became more efficient after 1850 when farmworkers hooked up the steam engines that propelled them.
  • In 1960, a green revolution occurred. Many high-yielding species have been invented to increase wheat and rice production, especially in densely populated countries such as India and China. Critics have argued that such a process is destroying the environment due to the excessive use of fertilizers and concentrating on only a few species. More recently, farmers have been rediscovering traditional farming methods and the use of organic fertilizers and pesticides.
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How does financial resource affect the development of a country?​
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Ebbinghaus' use of nonsense syllables to study memory led to the discovery that:a. the amount remembered depends on the time spe
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the amount remembered depends on the time spent learning.                                

Explanation:                      

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