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Papessa [141]
3 years ago
6

An investment adviser structured as a partnership lends money to a customer to buy recommended securities. Under NASAA's Model R

ule on Unethical Business Practices of Investment Advisers, Investment Adviser Representatives, and Federal Covered Advisers, this activity is
Business
1 answer:
Eva8 [605]3 years ago
5 0

A) acceptable, provided the securities are used as collateral for the loan and the loan conforms to the provisions of Regulation T.

B) acceptable, provided the loan is made under the provisions of Regulation T of the Federal Reserve.

C) unethical.

D) acceptable, provided the securities are used as collateral for the loan.

Answer: Unethical

Explanation: Based on the model and policy of the North America Securities Administrator's Association, the investment adviser cannot lend money to a customer to purchase recommended securities under the guise of being partners, such behavior is deemed UNETHICAL and in violation of the rule binding the practices and investment advisers and investment adviser representatives.

Customers can purchase securities by taking loans from recommended or regulated lender, broker or bank.

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Use the following information a. Beginning cash balance on March 1, $72,000.b. Cash receipts from sales, $300,000.c. Budgeted ca
mrs_skeptik [129]

Answer:

Ending cash                      87,000

Explanation:

beginning                         72,000

receipts                           300,000

disbursement  (140,000)

salaries             (80,000)

other expenses (45,000)

loan payment    (20,000)

Total disbursement         (285,000)

Ending cash                      87,000 (72,000 + 300,000 - 285,000)

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3 years ago
Uma has been given the task of arranging for five-day conference
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Answer:

I think option planning

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3 years ago
Terms that identify the type of web resource such as .com, .edu, and .org are called _____.
fiasKO [112]
D.) Top-level domains.

Lots of people put mistake this for b.  It is not the same as the URL address
6 0
3 years ago
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Quentin operates an ice cream franchise which has shops throughout the United States. CoolCream Co., the franchisor, supplies th
Masja [62]

Answer:

C. manufacturing or processing-plant arrangement.

Explanation:

According to my research on the different types of relationships between companies and their manufacturers, I can say that based on the information provided within the question this relationship is known as a manufacturing or processing-plant arrangement. Which is basically (liked described in the question) when a franchiser provides the individual stores with the ingredients necessary to run the store.

I hope this answered your question. If you have any more questions feel free to ask away at Brainly.

6 0
3 years ago
The following information is related to Dickinson Company for 2017.Retained earnings balance, January 1, 2017Sales revenue 25,00
seraphim [82]

Answer

The answer and procedures of the exercise are attached in a microsof excel document.  

Explanation  

Please consider the data provided by the exercise. If you have any question please write me back. All the exercises are solved in a single sheet with the formulas indications.

Download xlsx
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