1answer.
Ask question
Login Signup
Ask question
All categories
  • English
  • Mathematics
  • Social Studies
  • Business
  • History
  • Health
  • Geography
  • Biology
  • Physics
  • Chemistry
  • Computers and Technology
  • Arts
  • World Languages
  • Spanish
  • French
  • German
  • Advanced Placement (AP)
  • SAT
  • Medicine
  • Law
  • Engineering
BartSMP [9]
3 years ago
12

Under the Investment Advisers Act of 1940, which of the following statements is TRUE? An investment adviser is defined as a pers

on who gives advice about
stocks in an index fund and receives compensation for this advice
History
2 answers:
GenaCL600 [577]3 years ago
8 0

Answer:

The answer is TRUE.

Explanation:

According to the act, anyone who provides advice or makes a recommendation on securities (as opposed to another type of investment) is considered an investment adviser.

VladimirAG [237]3 years ago
3 0

Under the Investment Advisers Act of 1940, which of the following statements is TRUE? An investment adviser is defined as a person who gives advice about:

A. real estate and receives compensation for this advice

B. futures investments but receives no special compensation for this advice

C. securities but does not charge a fee

D. stocks in an index fund and receives compensation for this advice

Answer: D. stocks in an index fund and receives compensation for this advice

Explanation:

Both the Investment Advisers Act and the Investment Company Act were passed in 1940to protect consumers against fraudulent investment advice. The Investment Advisers Act specifies that anyone giving advice on securities is considered an advisor. Furthermore, there are three criteria on who can be considered an adviser: the kind of advice they offer, how they get paid for it, and whether or not it´s the advisor's primary professional function).

You might be interested in
How were cities in the north changing during the 1800s
Dafna11 [192]

Answer:

I'm not sure eexactly wat you are looking for here but in the 1800 many cities were being made up of immigrants, fleeing to America for a better life. They changed the demographic of these Northern Cities, and played a great part in making America what it is today.

Explanation:

5 0
3 years ago
The U.S. Constitution guarantees certain rights that allow people to engage in business activities. Which of the following does
mixas84 [53]
It is A<span>. the protection against monopolies and oligopolies 
</span>
6 0
3 years ago
Read 2 more answers
[75 POINTS]
Dimas [21]
Although the relationship between the United States and the Soviet Union was friendly during the time of World War two, the Soviet Union and the US were allied during World War two, based on the common aim of defeating Nazi Germany. this is because their alliance was essential to defeating Nazi Germany, as the US and Great Britain both needed a strong power at the eastern frontiers of Germany to secure Nazi defeat. At this point in the war, it was beneficial for both the soviet union and the united states to enter into an alliance with each other since the Soviet Union was under attack by the Nazis, and the United States and its allies needed another strong ally.  it seems like both countries had trouble accepting the ideology of the other, as they each had completly different political policies and types of governments, but were trying to attempt accepting each other for the sake of defeating the Nazis and ending the war on the European frontier. This relationship between the two nations, and the shared sacrifices, eventually led to the end of world two in the western frontier as Germany was drained on both fronts. This relationship that was based on benefit would end the war, as the two nations will have different opinions regarding postwar issues. 
3 0
3 years ago
Read 2 more answers
Define sovereignty. What is a sovereign nation?
hammer [34]

Answer:

A sovereign state in international law is a political entity that is represented by one centralized government that has sovereignty over a geographic area.

Explanation:

3 0
3 years ago
Which of the following bodies was the first representative institution to convene during the colonial period in America?
sineoko [7]

Answer:

July 30 to August 4, 1619 the General Assembly was the first representative governing body to meet in North America, or anywhere in the Americas, and has continued to meet to the present day.

Explanation:

8 0
1 year ago
Other questions:
  • Who was the least know president?
    7·2 answers
  • Which of the following could have occurred only during the modern era?
    13·2 answers
  • Which of the following describes a difference between World War I and World War 2?
    15·2 answers
  • What state were most businesses after the war? What changed this state of affairs?
    9·1 answer
  • What was the effects of the black plague
    12·1 answer
  • Which was true of the bubonic plague?
    10·2 answers
  • How did the 1946 governors race impact the civil rights movement in georgia?
    12·2 answers
  • 1. Give the date the colony was founded and who it was founded by. 2. Describe the main reason it was founded. 3. Give the clima
    12·1 answer
  • HELP ASAP
    11·1 answer
  • Please answer and fast
    7·1 answer
Add answer
Login
Not registered? Fast signup
Signup
Login Signup
Ask question!