Question

A typical registration statement filed with the SEC includes: (select all that apply) a. Any pending lawsuits or special risk factors b. The corporation's properties and businesses c. The management of the corporation, including managerial compensation and benefits d. How the corporation intends to use the proceeds of the sale e. The past financial records of the corporation f. Any past settlement offers g. The securities offered for sale

Answer 1

A typical registration statement filed with the SEC does not include -(a) Any pending lawsuits or special risk factors  (b)  Any past settlement offers

Explanation:

A typical registration statement filed with the SEC includes:

1. The securities offered for sale

2. The corporation's properties and business

3. The management of the corporation, including managerial compensation, stock options, pensions, and other benefits

4. how the corporation intends to use the proceeds of the sale

5. any pending lawsuits or special risk factors

A typical registration statement filed with the SEC does not include -(a) Any pending lawsuits or special risk factors  (b)  Any past settlement offers