<u>Annually,</u> a firm is required to notify customers regarding how to access BrokerCheck®.
FINRA member firms are required to annually give each of their clients the phone number and website address for BrokerCheck in writing, in accordance with FINRA Rule 2267 (Investor Education and Protection). Additionally, they must yearly notify their clients of the availability of an investor brochure that contains detailed information about BrokerCheck.
What is FINRA or Financial Industry Regulatory Authority's BrokerCheck? It is a free online resource for researching brokers, investment companies, and financial advisors. Investors can find a wide range of information that may be useful in the selection and vetting of a specific financial advice provider or brokerage firm.
Learn more about FINRA rules here: brainly.com/question/26030495
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Answer:
Appendices
Explanation:
Operator's manual have various Chapters in it. Each of them are designated to some particular topic.
As for example the first chapter towards the basic description of vehicle, second towards the operating instructions, as to where and how the vehicle shall run and the basic guidelines, third chapter might contain the details for the use of vehicle in case of any emergencies.
Further at the last or near to last there is appendices which shows the references, all the items basically issued, vehicle sign/ decal information, lubrication etc:
The next step to undertake in the troubleshooting process is:
<h3>What is Troubleshooting?</h3>
This refers to the various ways through which a person assesses a problem and eliminates them.
In the troubleshooting process, we can see that there are various processes which includes: Information gathering, analysis, implementation, etc.
However, as the problem is caused by complex issues, it is best to document the incident so that it can be more carefully analysed.
Read more about troubleshooting here:
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Answer:
The correct answer is b. would be copyright infringement.
Explanation:
Any copy of information for publication without the author's consent means an infringement of copyright, since the information is presented as if it were the company's own when it is not. In order for this situation not to occur, the company is required to notify the author of the intention to communicate the information and receive authorization to carry it out.
Answer:
Explanation:
Coupon rate = 2%, Par value = $1000
Treasury bond pays coupon semi annually
Coupon payment = (Coupon rate * par value) / 2 = (2% x 1000) / 2 = 20 / 2 = $10
Cash flow in six months = Coupon payment = $10
Cash flow in 1 year = Coupon + par value = 10 + 1000 = 1010
Discount rate for cash flow in 6 months = six-month Treasury spot rate i= 1.6% APR
Semi annual discount rate for cash flow in 6 months = 1.6% / 2 = 0.8%
Discount rate for cash flow in 1 year = 1 year Treasury spot rate i= 2% APR
Semi annual discount rate for cash flow in 1 year = 2% / 2 = 1%
Price of Treasury bond = present value of cash flow in six months discounted at semi annual discount rate + Present value of cash flow in 1 year discounted at semi annual discount rate
Price of Treasury bond = 10 / (1+0.80%) + 1010 / (1+1%)^2 = 10/1.0080 + 1010 / (1.01)^2 = 9.9206 + 990.0990 = 1000.02
