Answer: Registration Statement.
Explanation: "The Registration Statement" is a set of documents which a corporation willing to sell securities (issuer) must file with the Security Exchange Commission before such securities can be offered to the public. The registration statement filed with the security exchange commission must include:
1) Description of the corporation
2) History of the corporation's operation.
3) Brief biography of the directors and officers of the corporation.
4) Financial statement of previous years.
5) Financial stake of all directors and people in charge of the corporation as well as names of shareholders who hold more than 10% of the corporation's securities.
6) The type of securities offered to the public and how the revenue from sale of such security will be spent.
7) History of legal proceedings that may have significant impact on the company.
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Answer:
a. Haley will have to face criminal penalties because she certified the statements.
Explanation:
The documents have the sign of the CEO that is Haley Braxton's signature on it.They were certified by her to be correct and accurate.She will face criminal penalties even if she certified the documents in her consciousness or not.The court demands proof which it has in the form of the CEO signature.
