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vladimir2022 [97]
3 years ago
15

A person represents a broker-dealer as an independent contractor in a state. The broker-dealer and the person are not registered

in the state. Under the USA, __________.
Social Studies
1 answer:
SSSSS [86.1K]3 years ago
5 0

Answer:  The correct answer is :  The person is considered as an agent and together with the broker-dealer must register with the state.

Explanation:  An agent is anyone who represents a broker-dealer can be as an employee or as an independent contractor in a state and both have to register in the state, so that the agent can conduct business.

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