Answer: A. A person who has directed advice relating to securities to 6 individuals in that state within the past 12 months, even though he has no place of business within the state.
C) A person who limits advisory services exclusively to issuers of securities in that state while maintaining no office therein
D) A person whose home office is in the state and who manages less than $90 million in assets
Explanation:
Investment advisers are the individuals who makes recommendations on investment or helps in conducting security analysis in exchange for a fee.
It should be noted that under current law, the people who will be required to register as an investment adviser in a state must have given investment advise to people in the state within the past 12 months and also have their home office in that particular state.
Based on the information, the correct answers are A, C and D.
Answer:
Explanation:
By exercising its power to determine the constitutionality of federal and state government actions, the Supreme Court has developed a large body of judicial decisions, or “precedents,” interpreting the Constitution. How the Court uses precedent to decide controversial issues has prompted debate over whether the Court should follow rules identified in prior decisions or overrule them. The Court’s treatment of precedent implicates longstanding questions about how the Court can maintain stability in the law by adhering to precedent under the doctrine of stare decisis while correcting decisions that rest on faulty reasoning, unworkable standards, abandoned legal doctrines, or outdated factual assumptions.
I would say b.) grandiosity. A person with grandiose thoughts has an unrealistic sense of superiority.
Appeals are decided by panels of three judges. The court of appeals does not receive additional evidence or hear witnesses; rather the judges make their decision based on the written record of the case in the trial court, the briefs submitted by the parties, and possibly oral argument.
