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galben [10]
3 years ago
13

What must be true before a person may be tried for a crime and potentially found guilty?

Social Studies
1 answer:
VMariaS [17]3 years ago
6 0
B is the correct answer
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Jurisdiction for hearing unresolved complaints against a registered representative is initially handled by FINRA's Department of
tekilochka [14]

Answer: FINRA’s National Adjudicatory Council (NAC)

Explanation:

Decisions made by the Department of Enforcement may be appealed to FINRA’s National Adjudicatory Council (NAC).

The NAC is the national committee established to recheck or review initial pronouncements or decisions made in FINRA’s Department of Enforcements proceedings.

An individual or firm is given the right to appeal a hearing panel decision to the NAC under FINRA's disciplinary procedures. Sometimes the NAC may initiate a review of a decision on its own.

In the process of appeal, the NAC will evaluate whether the hearing panel's findings are right in legal context or not and in accordance with FINRA's Sanction Guidelines.

During a panel decision is on appeal, the sanction of the former proceeding on an individual or firm is not enforced.

However, an individual or firm can further appeal FINRA's decision to the U.S. Securities and Exchange Commission (SEC) and then to federal court.

3 0
2 years ago
Egypt is found in what continent?
nata0808 [166]

Answer: North Africa

Explanation: Egypt is found in North Africa sorta close to Saudi Arabia (which is in the Middle East)

8 0
2 years ago
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Disposable razor blades were invented in 1901 by _____.
Nitella [24]
<span>Disposable razor blades were invented in 1901 by Gillette.
Gillette is a company based in the United States, founded by King C. Gillette in 1901. He was an American businessman who saw the need for disposable razor blades, which is why he is considered the pioneer in the business. 
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6 0
2 years ago
Read 2 more answers
What is iron ore and why is it important
WINSTONCH [101]

Answer:

Do you mean vitamin or  metal?

Explanation:

6 0
2 years ago
Karina keeps excellent records and always knows precisely how much is in her bank account. However, when she receives her bank s
NARA [144]

Answer: Karina should check her records against her bank statement

Explanation:

It happens many times that we think we didn't do a transaction or we think we kept track of all records but in reality we missed a transaction, so it is better to double check or confront our expenses with a bank statement.

6 0
2 years ago
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