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rusak2 [61]
3 years ago
10

A Registered Investment Adviser (RIA) is formed as a partnership. The RIA intends to charge an incentive fee that is based on in

vestment performance. Under NASAA rules, the RIA:
Business
2 answers:
hram777 [196]3 years ago
4 0

Answer:

Explanation:

NASSA rules are set of laws enacted to guide the administration of business and trading activities. Some of the NASAA are protection of vulnerable adults from financial exploitation and guides against unethical practices by investment advisers.

NASSA rules does not forbid RIA from charging an incentive fee based on investment performance, however , it must be able to prove that the fee charged is fair , reasonable and affordable by the customer , in as much as the customer is not being financially exploited.

Anarel [89]3 years ago
3 0

Answer:

k

Explanation:

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What form of pay equity exists when employees are paid according to the differences in job characteristics within the company?
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3 years ago
Creative Camera Co. sold equipment with a cost of $ 18 comma 000 and accumulated depreciation of $ 9 comma 000 for an amount tha
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Answer:

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4 0
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Answer:

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Explanation:

A transformation T: (x, y)  (x + 3, y + 1). For the ordered pair (4, 3), enter its preimage point.

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