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rusak2 [61]
3 years ago
10

A Registered Investment Adviser (RIA) is formed as a partnership. The RIA intends to charge an incentive fee that is based on in

vestment performance. Under NASAA rules, the RIA:
Business
2 answers:
hram777 [196]3 years ago
4 0

Answer:

Explanation:

NASSA rules are set of laws enacted to guide the administration of business and trading activities. Some of the NASAA are protection of vulnerable adults from financial exploitation and guides against unethical practices by investment advisers.

NASSA rules does not forbid RIA from charging an incentive fee based on investment performance, however , it must be able to prove that the fee charged is fair , reasonable and affordable by the customer , in as much as the customer is not being financially exploited.

Anarel [89]3 years ago
3 0

Answer:

k

Explanation:

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