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fgiga [73]
3 years ago
6

Anna withdrew funds from her bank and purchased 500 shares of ABC stock at the recommendation of her broker. Which one of these

parties meets the definition of a delegated monitor
Business
1 answer:
Pavel [41]3 years ago
4 0

Answer:

The answer is "Anna's broker"

Explanation:

The delegated monitoring would be a financial intermediary as it borrows from small investors and uses uncontrolled liabilities (deposits) (whose loans it monitors).

In opposition to individuals that monitor the buyer independently, it relates to delegating the job of watching with such a bank and therefore satisfies the description of delegated monitor from Anna broker parties.

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3 years ago
A federal covered registered investment adviser completes a notice filing with the State on October 1st. This will:
Masteriza [31]

Answer:

This will:

C. expire on December 31st of the current year

Explanation:

A Registered Investment Adviser (RIA) can be an individual or company that provides investment advice portfolio management services for individuals who have a high net worth. A RIA has an obligation to it's client to offer advice and management in the client's best financial interest. One of the requirement of an RIA is to be registered by the Securities Exchange Commission or the state securities administrators. RIAs are usually paid based on the value of the assets they manage on behalf of their clients, usually 1% of the total value of the assets. RIAs usually operate on a fiduciary capacity. This means that they are held at a higher regard than registered representatives which means that their conduct towards the client's interest should be impeccable even if their own interest is at stake.

When an annual registration is made, it is valid only until December 31st of that particular year. Registrations and notice filings can be made by an agent, investment adviser or even and investment adviser representative. However, if a registered investment adviser renews their annual fee, the expiry date is carried forward to the following year.

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3 years ago
What is the role of the GP during a womans pregancy?
sladkih [1.3K]
Your GP can talk to you about your options for pregnancy care and the birth. Your choices, and the facilities available where you live, will determine the role your doctor will play. Your GP will check your medical history. They'll ask about health issues that could affect you or your baby
8 0
3 years ago
The premise of the __________ is that billionaires, millionaires, and all those at the top of the income ladder are expected to
andreyandreev [35.5K]

The answer in the space provided is the progressive tax system. The progressive tax system is the one responsible of having to provide taxes for tax payers in each category in which is in consistent with the sentence described above.

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3 years ago
A retail establishment accepts either the American Express or the VISA credit card. A total of 24 percent of its customers carry
kozerog [31]

Answer:

The answer is: 74% of its customers carry a credit card the store will accept.

Explanation:

  • Let A denote the event a customer carries American Express credit card (24%)
  • Let V denote the event a customer carries Visa credit card (61%)
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P(A ∪ V) = probability that a customer carries at least one credit card

P(A ∪ V) = P(A) + P(V) − P(AV)

P(A ∪ V) = 0.24 + 0.61 − 0.11 = 0.74

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3 years ago
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