Sarah is a financial planner and wants to sell fixed-income investments. Which license does she need to procure?

2 answers:

4 0

The answer is series 7 which is for investment agents <span>who want to sell </span>fixed-income<span> investment products such as bonds, stocks, and packaged products.</span>

nalin [4]2 years ago

4 0

Answer:

series 7 license

Explanation:

Sarah who is already a financial planner and wants to start selling fixed-income investments like bonds and treasury bills and other forms of securities which does not include commodities and futures because they are not fixed-income investments.

Sarah would need to write and pass a series 7 exam ( General securities representative exam) which enables her to have the series 7 license. this exam is necessary because it helps to test a financial planner who wants to sell fixed-income investments knowledge on several topics like Taxation,investment risk, equity instrument and also their knowledge on retirement plans. obtaining this license by passing the exam is the only way she can start selling fixed-income investments.

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