Complete question reads;
"A brokerage research department has been following the common stock of Acme Corporation and has prepared a favorable research report on the company. The brokerage firm is a member of a syndicate handling an issue of Acme common stock that is currently in registration. A registered representative wishes to send the research report to all of his customers. Which statement is TRUE?"
A. The report can be sent only if it has been approved by a supervisory analyst
B. The report can be sent only if it is accompanied or proceeded by, a preliminary prospectus.
C. The report can be sent only if it has been approved by the branch office.
D. The report cannot be sent until registration is effective.
<u>Answer:</u>
<u>D. The report cannot be sent until registration is effective.</u>
<u>Explanation:</u>
Usually, under the guidelines of the Securities Act of 1933, no offer can be made to the customer unless a final registration has been made and effected by means of a prospectus.
Thus, the<u> report cannot be sent until registration is effective..</u>
Answer:
False
Explanation:
A deferred annuity is a contract that guarantees a regular income or lump sum payments at a future date. It is a popular and effective way to supplement one's income in retirement days. Insurance companies mostly offer deferred annuities. The insured pays their premiums now and opts to delay in collecting their benefits until some later years. Deferred annuities are also a way of making long term savings.
<span>Scientific management has evidently made business operations and efficiencies far more successful in their strategies and processes, due to the ability to quantify specific data sets and analyze this information to understand how best to implement a more effective and growing strategy.</span>
It's an example of an advocacy mission statement. An advocacy is where a person or a group of people are working for a certain cause or certain goal that would help benefit many. Often advocacy groups promote awareness about the environment, healthful living, and generally a world of positive co-existence.
