1answer.
Ask question
Login Signup
Ask question
All categories
  • English
  • Mathematics
  • Social Studies
  • Business
  • History
  • Health
  • Geography
  • Biology
  • Physics
  • Chemistry
  • Computers and Technology
  • Arts
  • World Languages
  • Spanish
  • French
  • German
  • Advanced Placement (AP)
  • SAT
  • Medicine
  • Law
  • Engineering
Oliga [24]
3 years ago
14

"Who is responsible for filing a U-5 Form with IARD when an investment adviser representative is terminated and associates with

another advisory firm?"
Business
1 answer:
lukranit [14]3 years ago
4 0

Answer: The investment adviser that is the former employer is responsible

Explanation:

U-5 is a security industry termination form filled by the employer that terminates an individuals employment.

When the individual relates with another advisory firm, the new employer now reactivates the individuals registration by filling a U-4 with IARD. The employee is not really notified when both forms are filled

You might be interested in
One example of a primary market transaction would be the: sale of 100 shares of stock by maria to her best friend. purchase by t
Korolek [52]
In the primary market investors buy securities directly from the company issuing them while the secondary market, investors trade securities among themselves, and the company with the security being traded does not participate in the transaction. Therefore, an example of a primary market transaction would be the sale of 1000 shares of newly issued stock by Alt Company to Miquel.
8 0
3 years ago
Which of these is most likely a learned skill?
Andreas93 [3]

Answer:

B. Able to bake delicious pies

Explanation:

All the other choices are stuff that you are born with but making a pie is a learned skill. You don't just come out of the womb cooking delicious pie!

4 0
3 years ago
On February 10, 2018, after issuance of its financial statements for 2017, Higgins Company entered into a financing agreement wi
sineoko [7]

Answer:

$3,000,000

Explanation:

Short term debt: The short term debt is those debts that are due for a less period i.e less than 12 months or one year. It is shown under the current liabilities on the balance sheet side.  

In the question, it is given that the $3,000,000 note payable is mature on  March 15, 2018, and we record the same on December 31, 2017 balance sheet. If we see the time period between these two dates so it will be less than 12 months. That's why we consider as a total short term debt

5 0
3 years ago
State two goals you hope to achieve through applying your coursework this term to your workplace experience
Reptile [31]

Incomplete question. I answered from a general working perspective.

Answer:

<u>1. communication skill improvement</u>

<u>2. time management skill improvement</u>

Explanation:

1. Note, in virtually every work environment today, effective communication is key to achieve the objectives of the organization. Therefore, it is important to know;

  • what to say,
  • how to say it,
  • when to say it, and
  • who to say it to.

2. Having time management skills is vital in today's fast pace work environment. Therefore, applying the coursework to gaining this skill-set is surely worth commendation.

5 0
3 years ago
Wht is yall favorite subject
Rufina [12.5K]

Answer:

My favourite subject is Arthematic of maths

please mark me brainliest

7 0
3 years ago
Read 2 more answers
Other questions:
  • What do most real estate agents represent?
    8·1 answer
  • If you know that with 8 units of output, average fixed cost is $12.50 and average variable cost is $81.25, then total cost at th
    11·1 answer
  • Gladstone Corporation is about to launch a new product. Depending on the success of the new product, Gladstone may have one of f
    12·1 answer
  • The production possibility frontier shows: the combinations of output that an economy can produce given its productivity and sup
    12·1 answer
  • Excerpts from Dowling Company's December 31, 2018 and 2017, financial statements and key ratios are presented below (all numbers
    8·1 answer
  • Which of the following is an example of categorical data? A social security number B score on a multiple-choice exam C height, i
    14·1 answer
  • In 1945, an African American family tries to purchase a home in a White neighborhood, but realtors and mortgage lenders refused
    12·1 answer
  • Journalize the following transactions for Rogers Company using the gross method of accounting for purchase discounts. Assume a p
    9·1 answer
  • Adam Smith's phrase "invisible hand" refers to
    14·1 answer
  • Amye is in high school. As part of one of her classes, she had to identify the legality of different situations that involved wo
    7·2 answers
Add answer
Login
Not registered? Fast signup
Signup
Login Signup
Ask question!