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Oliga [24]
3 years ago
14

"Who is responsible for filing a U-5 Form with IARD when an investment adviser representative is terminated and associates with

another advisory firm?"
Business
1 answer:
lukranit [14]3 years ago
4 0

Answer: The investment adviser that is the former employer is responsible

Explanation:

U-5 is a security industry termination form filled by the employer that terminates an individuals employment.

When the individual relates with another advisory firm, the new employer now reactivates the individuals registration by filling a U-4 with IARD. The employee is not really notified when both forms are filled

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Which of the following factors is the most important to consider when targeting a new market?
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5 0
4 years ago
Suppose that an issuing bank pays on documents that are conforming to the requirements of the letter of credit, but the seller h
AleksAgata [21]

Answer:

a) As long as the documents strictly comply with the letter of credit requirements, the bank will not have to reimburse the buyer

Explanation:

A letter of credit refers to the letter in which the bank is made a guarantee to pay the amount to a particular person by compiling the specific conditions during the exporting of goods

Since in the question, it is given that the seller has shipped the goods that are worthless i.e of no use for the buyer so in this case,  the bank would not reimburse the buyer.

Therefore the correct option is A.

6 0
4 years ago
Earl was known for driving 30 miles just to save a dollar on the price of case of his favorite carbonated beverage. Earl perceiv
Marianna [84]

Answer:

Money Paid

Overall Sacrifice

Explanation:

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Monetary pricing is the liquid asset like cash that is spent to acquire goods and services while the non monetary are other costs apart from money like time , stress , distance that it costs to acquire an item .

The individual perception of pricing has a way of affecting its choice when it comes to purchasing.

Earl did not consider the cost of stress in travelling 30 miles in order to save a $1 in his purchase decision as his mindset is programmed to the price paid being the real price  while most other customers considers the sacrifice involved before making a purchase decision.

3 0
4 years ago
What is amylase? A. another name for the large intestine B. an enzyme that breaks down food C. acid in the stomach D. a nutrient
koban [17]

Answer:

B an enzyme that breaks down food

Explanation:

8 0
3 years ago
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The answer to this question is: consumers demand safe products
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So, they will always try to do everything in their power in order to make their products keep up with the standardized regulations </span>
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