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Softa [21]
3 years ago
9

It has been a great year at Capital Funding, Inc., an SEC-registered broker-dealer that is also registered in 22 states. The com

pany decides to share its good fortune with employees by paying a year-end bonus equal to 31% of annual salary. In order for clerical personnel to receive this bonus: A) they must be licensed as agents. B) the bonus must be sales related. C) they must be licensed as investment adviser representatives. D) they must be employees of the broker-dealer.
Business
1 answer:
sergey [27]3 years ago
3 0

Answer:

Option D would be the appropriate alternative.

Explanation:

  • A broker dealer would be a company or organization engaged throughout the purchase as well as the sale of securities within its multiple occasions or even on behalf of the participants.
  • Brokerage serves as an intermediary whenever it implements order information on behalf of the shareholders while acting mostly as a dealer or superintendent whenever it exchanges on one's consideration.

Other choices available aren't connected to that same scenario in the statement. So the answer here is just the perfect one.

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Brie signs an instrument in which she promises to pay Carmen a certain price for her Dodge Dart. The instrument will be negotiab
kakasveta [241]

Answer:

B) ​money.

Explanation:

Characteristics of a negotiable instrument

  1. Property: the individual or company that possesses the instrument is also considered its owner. Order instruments, e.g. checks, must be endorsed for transfer of property.
  2. Title: the person that receives title of the instrument is called a transferee and is the holder in due course.
  3. Rights: the transferee can take legal action to claim the honoring of the instrument.
  4. Prompt payment: the due holder can anticipate prompt payment because dishonoring the instrument (not paying it) results in the "ruin of credit" of all parties involved in the instrument.
  5. Monetary value: instruments carry a specific monetary value and must be paid in money.

8 0
3 years ago
Which NIMS Management Characteristic helps to eliminate confusion caused by multiple, conflicting directives
SpyIntel [72]

Answer:conflicting directives

Explanation:

5 0
3 years ago
Read 2 more answers
Is United States currency officially "backed" today?
Maslowich
"<span>Yes, legal currency is backed by government acceptance" is the one among the following choices given in the question that gives the required answer. The correct option among all the options that are given in the question is the second option. I hope that the answer has come to your desired help.</span>
4 0
3 years ago
According to Dean Jarley, The EXCHANGE is a place in the college where _______ happen in order to create a culture of engagement
Drupady [299]

Answer:

Conversation

Explanation:

According to Dean Jarley, The EXCHANGE is a place in the college where conversation happen in order to create a culture of engagement.

Dean Jarley said that 'the idea behind The Exchange is simple' because education at its highest level happens when people are given the opportunity to interact, discuss  and have a conversation with some other person who has brilliant ideas to share.

Furthermore, Dean Jarley believes that the more opportunities people have to engage in such conversations, the more they are likely to exchange brilliant ideas and the more learning will occur.

3 0
3 years ago
Why might someone choose to use itemized deductions instead of taking the standard deduction offered by the​ irs?
krek1111 [17]
If you have a lot of deductions compared to a typical W2 tax payer you may itemize instead of standard deduct. An accountant can help determine which is best to file. In most cases, those who itemize have a mortgage, extra medical expenses that exceed a percentage of your adjusted gross income, W9 (contractor/work from home positions), have paid large interest and/or have donation a lot throughout the year. 
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4 years ago
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