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guajiro [1.7K]
3 years ago
10

A customer who is a resident of State X calls and wants to buy a security which is not registered in State X. The order may be t

aken under which of the following circumstances? a. The security is exempt from registration in State X. b. The security is listed on a Canadian or Mexican Stock Exchange. c. The security is listed on a national securities exchange in the United States. d. The security had a public offering during the past year.
Social Studies
1 answer:
Ilia_Sergeevich [38]3 years ago
7 0

Answer:

A, and C

Explanation:

Transaction can be done if the security is exempted from registration in State X and transaction can also be done if the security is listed on the national securities exchange in the United States.

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