This just seems like a statement, not a question, please rephrase this if it is a question
The 2nd option: “A collection of agencies...”
Answer:
- Talking about the conversation with a compliance officer of his firm
- Accept unsolicited trades from costumers in the company's stock
Explanation:
The agent listened to another company's employee talking on the phone about confidential information, that is, private information that the agent should not be listening to, but he has heard and can use it to his company's advantage. Since no one knows that the agent has this information, he can talk about the conversation he has heard with a compliance officer at his company, and he can accept unsolicited dealings from customers on the company's stock.
