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aleksandrvk [35]
4 years ago
8

A promising new customer at a FINRA member firm has complained verbally to a registered representative that he lost $500 on the

first stock recommended by that representative. Wanting to keep the customer, the representative offers to make this up to the customer by giving the customer, the customer's spouse, and each of the customer's 3 children a gift of $100. Which statement is TRUE?
A. This action is a violation of FINRA rules
B. This action is acceptable because it does not exceed the $100 per person gift limit
C. This action is acceptable only if the member firm approves in advance
D. This action is acceptable only if the payment is made by the member firm and not the representative
Business
1 answer:
GaryK [48]4 years ago
4 0

Answer:

gkjhbjvghf

vghjbk,khn

Explanation:

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Marine Components produces parts for airplanes and ships. The parts are produced to specification by their customers, who pay ei
natali 33 [55]

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The answer and procedures of the exercise are attached in the following archives.

Explanation  

You will find the procedures, formulas or necessary explanations in the archive attached below. If you have any question ask and I will aclare your doubts kindly.  

8 0
3 years ago
____ is a limited partnership agreement that may specify how profits and losses are to be allocated among the partners. If no ag
Leokris [45]

Answer:

The correct answer is: Share of Profits and Losses.

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