Answer: FINRA’s National Adjudicatory Council (NAC)
Explanation:
Decisions made by the Department of Enforcement may be appealed to FINRA’s National Adjudicatory Council (NAC).
The NAC is the national committee established to recheck or review initial pronouncements or decisions made in FINRA’s Department of Enforcements proceedings.
An individual or firm is given the right to appeal a hearing panel decision to the NAC under FINRA's disciplinary procedures. Sometimes the NAC may initiate a review of a decision on its own.
In the process of appeal, the NAC will evaluate whether the hearing panel's findings are right in legal context or not and in accordance with FINRA's Sanction Guidelines.
During a panel decision is on appeal, the sanction of the former proceeding on an individual or firm is not enforced.
However, an individual or firm can further appeal FINRA's decision to the U.S. Securities and Exchange Commission (SEC) and then to federal court.
Answer: Special Marriage Act of 1954 is applicable to: 1- The Act is applicable to any person, irrespective of religion. 2- It is applicable to the entire territory of India, except the State of Jammu and Kashmir and extends to intending spouses who are both Indian nationals living abroad.Nov
Explanation:
Answer:
False
Explanation:
The term for a child who has no parent or guardian or whose parents are unable to give proper care is dependent child.
A delinquent is a person who commits felony.
I think it would be A End of the Cold War.
Hope I helped!
Closing it, makes it complete! this makes it closed.
