1answer.
Ask question
Login Signup
Ask question
All categories
  • English
  • Mathematics
  • Social Studies
  • Business
  • History
  • Health
  • Geography
  • Biology
  • Physics
  • Chemistry
  • Computers and Technology
  • Arts
  • World Languages
  • Spanish
  • French
  • German
  • Advanced Placement (AP)
  • SAT
  • Medicine
  • Law
  • Engineering
musickatia [10]
3 years ago
7

Which of the following persons is EXCLUDED from registration as an investment adviser under the Investment Advisers Act of 1940?

Social Studies
1 answer:
VashaNatasha [74]3 years ago
3 0

Answer:

B. A person who renders advice only on U.S. Government securities

Explanation:

According to the United States Securities and Exchange Commission, SEC, which oversees investment advisers, primarily under the Investment Advisers Act of 1940 and the rules adopted under that statute, specifically in Section 202(a)(11) (A)-(E), where it listed various or different those of persons or firms that are exempted by the Advisers Act from the definition of an investment adviser, in which it includes any person or firm who renders advice only on U.S. Government securities.

Hence, the right answer is Option B. : A person who renders advice only on U.S. Government securities

You might be interested in
The idea that teaching methods should be engaging and fun rather than punitive is attributed to
sergejj [24]

John Amos Comenius is attributed to the idea that teaching methods should be fun and engaging rather than disciplinary.

John Amos Comenius was a Czech religious leader and educational reformer. He is best remembered for his innovations in teaching methods, specifically languages. In his study of the European culture, he favored learning Latin.

7 0
2 years ago
Why is corruption increasing in a Nepal .​
Ray Of Light [21]

Answer:

to change the Nepalese society because how urban is poor in Nepal

7 0
3 years ago
La disolución saturada tiene:
SashulF [63]

Entonces, se estaría tratando de la solución saturada, aquella que ha alcanzado la máxima concentración, es decir, todo el soluto que puede disolverse en una cantidad de solvente a una temperatura dada.

 

MOR POWER

7 0
2 years ago
Who is the first primeminister of Jamaica​
Neko [114]

Answer:

Prime Minister (Birth–Death) Term of office

Took office

1 Sir Alexander Bustamante (1884–1977) 6 August 1962

2 Sir Donald Sangster (1911–1967) 23 February 1967

3 Hugh Shearer (1923–2004) 11 April 1967

Explanation:

4 0
2 years ago
How is racism spread in the South after the war? (Check all that 4 points
natima [27]

Answer:

*The KKK produced a film call "Birth of a Nation

OR A.

Explanation:

i love history! have a good day!:)

8 0
3 years ago
Other questions:
  • What are the most significant personality traits in the parole officer?
    13·1 answer
  • use the following terms to descibe the rise of the city-states polis, citizen, acrropolis, politics, and aristocracy.
    8·1 answer
  • male chimpanzee, Harry, experiences a rise in blood pressure when another male chimpanzee shows signs of aggression. When resear
    13·1 answer
  • Sociologists work to understand the role religion serves in our society.
    12·2 answers
  • Trait theories of personality:______ a. state that situational factors override personal characteristics. b. focus on how the un
    15·1 answer
  • According to trela, which entity is eligible to hold a broker's license in texas
    12·1 answer
  • For some women, earning a wage was a huge step towards what?
    11·1 answer
  • Sociologist Harold Garfunkel noted that students typically chose _______________ to engage in behaviors that disrupt social orde
    11·1 answer
  • You attend a party even though you dislike meeting new people and tend to be very shy. Once there, you approach a young woman wh
    14·1 answer
  • Where is south africw?
    8·1 answer
Add answer
Login
Not registered? Fast signup
Signup
Login Signup
Ask question!