1answer.
Ask question
Login Signup
Ask question
All categories
  • English
  • Mathematics
  • Social Studies
  • Business
  • History
  • Health
  • Geography
  • Biology
  • Physics
  • Chemistry
  • Computers and Technology
  • Arts
  • World Languages
  • Spanish
  • French
  • German
  • Advanced Placement (AP)
  • SAT
  • Medicine
  • Law
  • Engineering
musickatia [10]
3 years ago
7

Which of the following persons is EXCLUDED from registration as an investment adviser under the Investment Advisers Act of 1940?

Social Studies
1 answer:
VashaNatasha [74]3 years ago
3 0

Answer:

B. A person who renders advice only on U.S. Government securities

Explanation:

According to the United States Securities and Exchange Commission, SEC, which oversees investment advisers, primarily under the Investment Advisers Act of 1940 and the rules adopted under that statute, specifically in Section 202(a)(11) (A)-(E), where it listed various or different those of persons or firms that are exempted by the Advisers Act from the definition of an investment adviser, in which it includes any person or firm who renders advice only on U.S. Government securities.

Hence, the right answer is Option B. : A person who renders advice only on U.S. Government securities

You might be interested in
FOR ANYONE WITH EDG2020
astraxan [27]

Answer:

yes i know that, did you know you can do that with practice quiz written parts and instruction? the instructions barely count towards you grades so it doesn’t matter if you got it wrong, projects, quizzes and part of the practice quizzes, the test review, exams and stuff count towards ur grade.

Explanation:

6 0
2 years ago
Although your sister is not a scientist, she says that she uses scientific techniques in her everyday life. You do not believe h
Paladinen [302]

Answer:

True.

Explanation:

As per the context given in the question, she(sister) would best use this experiment of 'putting the tomatoes in sun and shade to compare the results' to persuade me as this experiment attempts to support her claim logically that establishes the credibility of her claim and compels me as an audience to accept and believe her claim. She <u>employs the 'experimental' research method to show the consequences of manipulation of an independent variable('sun') on the dependent variable 'tomatoes' to observe its impact(ripening)</u> and reach a valid and authentic conclusion. Therefore, my sister would persuade me even though she's not a scientist as this experiment substantiates her claim reasonably. Thus, the given assertion is <u>true.</u>

6 0
3 years ago
In a variation of his standard experiment, Solomon Asch (1957) found that when participants could write their responses on a pie
solong [7]

Answer: Public compliance; Private acceptance

Explanation:

8 0
3 years ago
Read 2 more answers
Why did Marc Antony and Octavian become enemies
Arturiano [62]
<span>Marc Antony divorced Octavian's sister to become co-ruler of Egypt</span> and thats why they became enemies.
8 0
3 years ago
What was the policy of containment designed to do?
olasank [31]

Containment was a policy in the US. It was used to prevent communism. There was many strategies used for this component to the Cold War. This series was used in the Soviet Union to enlarge its communist sphere of influence in Eastern Europe, China, Korea, and Vietnam.

5 0
3 years ago
Other questions:
  • How does shirley jackson trivialize the grave practice of the community's traditional stoning, and what message might jackson be
    8·1 answer
  • Which best explains how the structure of the office of the president helps fulfill the office’s role?
    11·1 answer
  • Robots will someday be able to replace many of the worst human jobs, those that are dull, dangerous or deadly. Yet, paradoxicall
    8·2 answers
  • Who was the father of sociology?​
    8·1 answer
  • The pen names Cato and ___ were used by Anti-Federalist writers. Brutus Publius Peyo Augustus Boz
    9·1 answer
  • .In a United States history textbook, one chapter discusses the Maine, yellow journalism, Admiral Dewey, and Cuba. This chapter
    11·1 answer
  • Which geographic feature helped the United Kingdom become a leader in international trade?
    7·1 answer
  • Part 1:
    14·1 answer
  • What predictions can u make about the civil war?
    9·1 answer
  • Discuss climate change and Do you think that we can still change the degradation or destruction of our environment? Explain your
    10·1 answer
Add answer
Login
Not registered? Fast signup
Signup
Login Signup
Ask question!