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grandymaker [24]
3 years ago
9

To recover damages under section 10(b) of the securities exchange act and the corresponding sec rule 10b-5, a buyer or seller of

a security must prove:
Social Studies
1 answer:
Maksim231197 [3]3 years ago
3 0
For action brought under Section 10(b)
1.)There was a material misrepresentation or omission
2.) The plaintiff suffered damages
<span>3.) The plaintiff relied on the fraudulent statement and </span>
4.) existence of scienter
<span>Both 10(b) and 10b-5 cover registered and unregistered securities, and not just original issuances.</span>
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