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Grace [21]
2 years ago
6

Statements which are true concerning the MSRB Code of Arbitration are that it:

Social Studies
1 answer:
Anarel [89]2 years ago
7 0

Answer:

A and B are correct

Explanation:

Option C states that the MSRB can be invoked by a municipal securities professional against a non-municipal securities professional with or without an arbitration agreement, however the correct thing is that it can only be invoked against a non-municipal securities professional as long as there exist an arbitration agreement. Hence Option C is wrong.

Option D states that it applies to claims and dispute from both municipal and non-municipal securities activities, when in real sense it only applies to municipal securities disputes.

Option A and B are therefore the only correct options.

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