Answer:
As a cause of the actions carried out by Toby, he is considered to have done a negligent job due to his lack of commitment to his work and has breached his obligations as a care fiduciary.
Explanation:
When talking about the fiduciary duty, it refers to the person who has been designated as responsible for the clients' resources. The fiduciary has the legal power to act on behalf of his client, but he must execute the actions where his client is not affected.
When a fiduciary fails to comply with the duty of his obligations, it can lead to the payment of various fines for the damages caused to his clients and be removed from his position as a fiduciary.
I hope this information can help you.
<span>Ratio Schedule of Reinforcement
A set NUMBER OF RESPONSES is required for reinforcement. If the ratio is 3 responses, reinforce the 3rd response. Ratio=Response</span>
By definition, the Weighted Average Cost of Capital or WACC is
the rate that an organization is expected to pay to all its security holders to
finance its assets.
Mathematically this can be calculated by summation of the
weighted average of the cost:
wacc = 0.4 * 0.06 + 0.15 * 0.075 + 0.45 * 0.13
wacc = 9.38%
Answer: StatusB B. Have the customer sign a statement that he understands the risks involved prior to executing the order
Explanation:
The options to the question are:
StatusA A. Send a prospectus to the customer
StatusB B. Have the customer sign a statement that he understands the risks involved prior to executing the order
StatusC C. Have the branch manager approve the order and then fill the customer's order in the same manner as with any other security
StatusD D. Send the customer a Subscription Agreement to be signed before filling the order.
The correct answer is StatusB B. Have the customer sign a statement that he understands the risks involved prior to executing the order.
Under the penny stock rule of the Securities exchange commission, when a new customer is being solicited by a registered representative to purchase an over-the-counter stock non-NASDAQ, a detailed statement must be completed by the registered representative on behalf of the customer.
Answer:
Are you talking about schoolwork? Are you having extreme problems? Maybe he doesn't want to see you fail so he's trying to to help you. And although cheating isn't the right way to do it he probably wants to do whatever he can just to help you
Explanation:
