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Pavlova-9 [17]
3 years ago
13

The basic purpose of the securities laws in the United States is to regulate the issuance of investment securities by:_____.A. P

roviding a regulatory framework in those states which do not have their own securities laws.
B. Requiring disclosure of all relevant facts so that investors can make informed decisions.
C. Prohibiting the issuance of securities which the Securities and Exchange Commission determines are not of investment grade.
D. Channeling investment funds into uses which are economically most important.
Business
1 answer:
geniusboy [140]3 years ago
7 0

Answer:

B. Requiring disclosure of all relevant facts so that investors can make informed decisions.

Explanation:

The Securities and Exchange Commission (SEC) is a governmental agency saddled with the sole responsibility of regulating the securities or capital markets, as well as protecting investors in a country.

In the United States of America, the Securities and Exchange Commission (SEC) as an independent government agency was established under the Securities Act of 1933 and the Securities and Exchange Act of 1934 of the United States of America. It has the power to propose securities rules and regulations, and enforce federal securities law in the securities market.

The basic purpose of the securities laws in the United States is to regulate the issuance of investment securities by requiring disclosure of all relevant facts so that investors can make informed decisions.

Some of the forms to be filled as required by the United States of America, Securities and Exchange Commission (SEC) includes;

1. Form 10-K.

2. Form 10-Q.

3. Form 8-K.

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Option A, B, C is correct.

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Shareholder Equity is the amount invested in the business by the owner of the business. This includes the money they have invested directly and the accumulation of earnings earned by the company that has been reinvested since its inception.

<h3>Is equity a liability or an asset?</h3>

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1 year ago
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7 0
2 years ago
Kelly is 28 years old and lives in California. This year 2019 tax year, Kelly bought a new auto for $20,000 plus 1,650 in state
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$8260 + $5500= 13,760 State income taxes, but not sales taxes,

7 0
2 years ago
A broker desires to keep an escrow account in an interest bearing account. Would this be legal?
wolverine [178]

Answer:

the correct answer is YES

Explanation:

All parties agree and get in writing who and where the money is going

GOOD LUCK

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3 years ago
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Answer:

The journal entry at the time when great adventures obtains the $30,000 loan is:

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Cash                                     30,000

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3 years ago
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