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satela [25.4K]
3 years ago
15

Under the Investment Advisers Act of 1940, cash payment to a broker-dealer from an investment adviser in return for client refer

rals is A) not permitted under any circumstances B) permitted with no restrictions C) permitted if the investment adviser makes certain disclosures to the clients and meets other requirements D) permitted if the investment adviser and broker-dealer are affiliated
Business
1 answer:
-Dominant- [34]3 years ago
4 0

Answer:

It's A.

Explanation:

You might be interested in
Compare and contrast different types of source documents
suter [353]

Answer:

Bank Statements.

Payroll Reports.

Invoices.

Leases & Contracts.

Check Registers.

Purchase Orders.

Deposit Slips – not included on a bank statement.

Check Copies – not included on a bank statement

Explanation:

4 0
3 years ago
True or false a central issue of economics is how to fulfill an unlimited demand for goods and services in a world with limited
fredd [130]
The answer is true. Economics is a system invented to supply a certain demand from a population. But the underlying central issue is will the resources last to supply that demand.
4 0
3 years ago
suppose you want to have $400,000 for retirement in 20 years. your account earns 5% interest. a) how much would you need to depo
adelina 88 [10]

suppose you want to have $400,000 for retirement in 20 years. your account earns 5% interest. a) how much would you need to deposit in the account each month Your account earns 7.9% interest" How often is it compounded? Daily? Monthly? Annually? Since we are going to find out how much you have to save per month I will assume that the interest is compounded monthly

<h3>What is retirement ?</h3>

Retirement is the cessation of one's employment, occupation, or active working life. Another way to semi-retire is to work fewer hours or with less job.

When they are old or unable to work due to health issues, many people decide to retire. People may also retire when they are eligible for private or public pension benefits, while others are compelled to do so due to legislation governing their jobs or because their physical conditions make it impossible for them to continue working (due to disease or accidents). The concept of retiring was first popularized in the late nineteenth and early twentieth centuries in the majority of nations.

To learn more about retirement  from the given link:

brainly.com/question/3605610

#SPJ4

6 0
2 years ago
Lauer Corporation has provided the following information about one of its laptop computers: Date Transaction Number of Units Cos
alina1380 [7]

Answer:

$1,223,500

Explanation:

The computation of cost of goods sold using LIFO method is shown below:-

Here, we are using LIFO method so we calculate from last number of units and cost per unit so we need to get 1,100

So, units from last 270 + 440 + 340 = 1,050

Now we need 50 units from purchase units so cost of goods sold

= 270 × $1,190 + 440 × $1140 + 340 × $1,040 + 50 × 940

= $321,300 + $501,600 + $353,600 + $47,000

= $1,223,500

4 0
3 years ago
Type the correct answer in the box. Spell all words correctly.
Black_prince [1.1K]

Answer:

Variable costs

Explanation:

Variable costs are dependent on production output. The variable cost of production is a constant amount per unit produced. As the volume of production and output increases, variable costs will also increase.

3 0
3 years ago
Read 2 more answers
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