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satela [25.4K]
3 years ago
15

Under the Investment Advisers Act of 1940, cash payment to a broker-dealer from an investment adviser in return for client refer

rals is A) not permitted under any circumstances B) permitted with no restrictions C) permitted if the investment adviser makes certain disclosures to the clients and meets other requirements D) permitted if the investment adviser and broker-dealer are affiliated
Business
1 answer:
-Dominant- [34]3 years ago
4 0

Answer:

It's A.

Explanation:

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Question 10 of 15 A tax-sheltered annuity is a special tax-favored retirement plan available to ACertain age groups only. BCerta
d1i1m1o1n [39]

Answer:

C Certain groups of employees only

Explanation:

The tax sheltered annuity is a special tax regarding the retirement plan that available to a specific employees group only that engaged in non-profit, education, other 501c3 organization etc

So according to the given situation, the option C is correct as it fits to the situation

Therefore the other options are wrong

3 0
3 years ago
It is not difficult to find and train high-quality personnel for dc operations.
lesya692 [45]
This statement is false. It is difficult to find and train high quality personnel for DC operations.<span />
8 0
4 years ago
A customer opens a short margin account by selling short 600 shares of XYZ stock at $80 per share and deposits the required marg
enyata [817]

Answer:

It will increase by 50%

Explanation:

Equity is given as: credit - short market value.

Find attached below table of solution

4 0
4 years ago
Look at the two tables below. What is the total surplus if Bob buys a unit from Carlos? If Barb buys a unit from Courtney? If Bo
makvit [3.9K]

Answer:

$13

$9

Explanation:

Total surplus is the sum of consumer surplus and producer surplus.

Consumer surplus is the difference between the willingness to pay of a consumer and the price he pays for the good.

Consumer surplus = willingness to pay - price of the good

Producer surplus is the difference between the least amount a seller is willing to sell his product and the price he sells the product.

Producer surplus = price of the good - least price the seller is willing to sell his product

Total surplus = consumer surplus + producer surplus

Total surplus = willingness to pay - price of the good + price of the good - least price the seller is willing to sell his product

Prices cancel out

Total surplus = willingness to pay - least price the seller is willing to sell his product

A. Total surplus = $18 - $5 = $13

B. Total surplus = $16 - $7 = $9

I hope my answer helps you

7 0
3 years ago
A civil engineer who owns his own design/build/operate company purchased a small crane 3 years ago at a cost of $65,000. At that
serg [7]

Answer and Explanation:

The computation is shown below:

a. The value of P is $31,000 i.e. equivalent to the estimated value of the current market value

b. The value of n is 3 years

c, The value of S is $18,000 i.e. equivalent to the estimated value of the market

d. The AOC value is $21,000 per year i.e. equivalent to the M&O cost

4 0
3 years ago
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