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Hatshy [7]
3 years ago
13

An RR sold shares of new stock issue of ABC Corp. to a customer at $20 per share. After a week, ABC is selling at $10. The RR of

fers to buy the shares from the customer at $20. Which is correct?
Business
1 answer:
Vanyuwa [196]3 years ago
7 0

Answer:

It is a violation of NASD rules against guaranteeing a customer against loss.

Explanation:

In this case the RR is guaranteeing the customer against loss. The customer initially bought the shares for $20 the new price is $10. The RR now coming in to buy the shares above market value is a way to guarantee the customer against loss, and its a NASD violation.

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Answer:

Cooperation and trust

Explanation:

There are clear distinctions between groups and teams. A group is a set of people brought together by common interests and inevitable circumstances, while a team is a group of people working together to reach a common goal.

The responsibility in a team is evenly dispersed; although the work is not done individually, the team is acting as an individual. That means that <em>trust </em>has to be present among team members; we have to know we won't be let down by a team member, like we don't let down ourselves.

<em>Trust</em> is one of the most essential inputs for effective <em>cooperation</em>.  

A team possessing such characteristics is highly <em>cohesive</em>.

6 0
3 years ago
X Company is preparing its IPO prospectus and is informed by its attorneys that the company needs to discuss the board's role in
Rom4ik [11]

<u>Answer: </u>This discuss would be best placed within the section of the prospectus known as the management section.

<u>Explanation:</u>

The management section in the prospectus has the information regarding the management team biography and the key people in the company. The board's role in risk oversight is through developing policies to build strategies that are consistent with risk ability of the X Company.

Enterprise risk management is a strategy that helps is preventing the company from any hazards. ERM has its effect on the operations of the company so the Board plays a major role in managing ERM.

3 0
3 years ago
Different between business management and business administration​
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Answer:

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5 0
3 years ago
Read 2 more answers
The plans for a building you're working on call for the installation of a 10″-thick concrete block wall. The usual size for a fo
Julli [10]
B 24" is the answer but confirm with your teacher
3 0
3 years ago
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George Scott hires Shannon Lang to sell his house, with the condition that he will not be the first one in the neighborhood to s
ddd [48]

Answer:

Inform Scott that the condition is illegal and that she cannot comply with it.

Explanation:

Based on the scenario being described within the question it can be said that Shannon should Inform Scott that the condition is illegal and that she cannot comply with it. This is because refusing to sell to someone based on any factors pertaining to the individuals, age, race, social class, ethnicity, religion, culture, etc. is discriminatory behavior and completely illegal.

5 0
4 years ago
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