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mr_godi [17]
1 year ago
5

An investment adviser would be considered to have custody of client funds if it:___.

Business
1 answer:
Nutka1998 [239]1 year ago
7 0

However, if you instruct a custodian or third party to transfer the money and you hold a check made by the client and payable to the advisor, the advisor will keep the client's money.

SEC-registered investment advisors who hold client funds or securities in custody are required to protect those funds under the SEC's custody rules. Custody Rules provide investors with additional protection against theft or embezzlement by investment advisors,

Managers of private equity funds and other private investment funds registered as investment advisers with the Securities and Exchange Commission (SEC) under the Investment Advisers Act of 1940 (the Advisers Act) are subject to regulation 206(4). -2 must be adhered to. custody rules.

Learn more about adviser at

brainly.com/question/13628349

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olga nikolaevna [1]

Answer:

investment

Explanation:

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In finance, investment is a capital commodity acquired with the expectation that the commodity provides income in retirement or is being sold for profit at a better price later. In other terms, Investment is really the concept of putting capital to work to create or grow a company or plan or to acquire an estate, with the purpose of generating income or capital growth.                        

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3 years ago
Kevin meets with a young man who wants to start saving for his son’s college education. What is Kevin’s profession?
almond37 [142]
C. financial manager
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NikeShoes produces a running shoe that it sells in the United States. The shoe has a check mark on the side, uses inferior mater
Free_Kalibri [48]

The product value and reputation of Nike, Inc. are being compromised by Nike Shoes.

<h3>What is the Federal Trademark Dilution Act of 1995?</h3>

The Federal Trademark Dilution Act of 1995 amends the Trademark Act of 1946 to give the owner of a well-known mark the right to an injunction and compensation for another person's commercial use of a mark or trade name if that use starts after the mark has achieved notoriety and lessens the mark's distinctiveness.

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A person's possession of a valid registration under a specific Act or on the major register renders them completely immune from legal action taken under common or state law to protect the distinctiveness of a mark, label, or form of advertisement against them with regard to that registration.

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8 0
2 years ago
Few people will use your business’ Internet site to purchase products if they feel it is ______.
Pie
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3 0
3 years ago
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justin Lowery is buying a condominium that sells for $ 150,000. The bank is requiring a minimum down payment of 18​%. To obtain
Murrr4er [49]

Answer:

$123,000

Explanation:

Data provided in the question:

Selling cost of the condominium = $150,000

Minimum down-payment required = 18%

Interest rate on mortgage = 9.5%

Now,

Cost of mortgage

= Selling cost of the condominium - Minimum down-payment required

or

= $150,000 - ( 18% of $150,000 )

or

= $150,000 - $27,000

or

= $123,000

3 0
3 years ago
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