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mr_godi [17]
1 year ago
5

An investment adviser would be considered to have custody of client funds if it:___.

Business
1 answer:
Nutka1998 [239]1 year ago
7 0

However, if you instruct a custodian or third party to transfer the money and you hold a check made by the client and payable to the advisor, the advisor will keep the client's money.

SEC-registered investment advisors who hold client funds or securities in custody are required to protect those funds under the SEC's custody rules. Custody Rules provide investors with additional protection against theft or embezzlement by investment advisors,

Managers of private equity funds and other private investment funds registered as investment advisers with the Securities and Exchange Commission (SEC) under the Investment Advisers Act of 1940 (the Advisers Act) are subject to regulation 206(4). -2 must be adhered to. custody rules.

Learn more about adviser at

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Workers who do not have the expectation of steady, full-time employment are called ________ workers.
Tems11 [23]
These workers are called contingent workers
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a beneficiary enrolls into an oscar easy care (hmo) plan in november 2022 as an initial enrollment. assuming the beneficiary rem
velikii [3]

In a month the month of February, their first renewal cycle begins again

This is further explained below.

<h3>What is the renewal cycle?</h3>

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3 0
2 years ago
The united states does __________ to redistribute income from the wealthy to the poor than other countries.
Olegator [25]
The term that best fits this statement is this: SIGNIFICANTLY MORE. The United States does significantly more in reallocating earnings from the rich to the poor compared to other countries. This is to reduce the gap between the wealthy and the poor in their country.
8 0
4 years ago
Công ty ABC đề ra chính sách bán chịu như sau: ngay sau khi nhận hàng khách hàng phải trả ngay 30% giá bán trả góp, số tiền còn
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khó quátyjrthrthedre5rherdht\

Explanation:không bít dòi

7 0
3 years ago
Consider two neighboring island countries called Euphoria and Contente. They each have 4 million labor hours available per week
laila [671]

Answer:

Euphoria produces 12 million bushels of corn and 16 million pairs of jeans

Euphoria's opportunity cost of producing 1 bushel of corn is 1/4 pair of jeans

Euphoria's opportunity cost of producing 1 pair of jeans is 4 bushels of corn

Euphoria will produce only jeans, total production 64 million pairs of jeans. The total production of jeans between the two countries increased by 12 million per week.

Contente produces 6 million bushels of corn and 36 million pairs of jeans

Contente's opportunity cost of producing 1 bushel of corn is 1/2 pair of jeans

Contente's opportunity cost of producing 1 pair of jeans is 1/2 bushels of corn

Contente will produce only corn, total production 24 million bushels.

The total production of corn between the two countries increased by 6 million bushels.

Contente trades 14 million bushels of corn for 42 million pairs of jeans from Euphoria:

  • Contente's gain = 42 - (14 x 1/2 = 7) = 35 million pairs of jeans
  • Euphoria's gain = 14 - (42 x 1/4 = 10.5) = 3.5 million bushels of corn

Consumption with or without trade:

  • Contente ⇒ with trade 10 million bushels of corn and 42 million pairs of jeans. Without trade 6 million bushels of corn and 36 million pairs of jeans. Total gain = 4 million bushels of corn and 6 million pairs of jeans.
  • Euphoria ⇒ with trade 14 million bushels of corn and 22 million pairs of jeans. Without trade 12 million bushels of corn and 16 million pairs of jeans. Total gain = 2 million bushels of corn and 6 million pairs of jeans.

4 0
3 years ago
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