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Eduardwww [97]
3 years ago
13

All of the following are examples of typical cases brought by the SEC against individuals and companies for violating stock mark

et regulations EXCEPT:
Social Studies
2 answers:
enot [183]3 years ago
8 0

The laws and rules that govern the securities industry in the United States derive from a simple and straightforward concept: all investors, whether large institutions or private individuals, should have access to certain basic facts about an investment prior to buying it. To achieve this, the SEC requires public companies to disclose meaningful financial and other information to the public, which provides a common pool of knowledge for all investors to use to judge for themselves if a company's securities are a good investment. Only through the steady flow of timely, comprehensive and accurate information can people make sound investment decisions.

The SEC also oversees other key participants in the securities world, including stock exchanges, broker-dealers, investment advisors, mutual funds, and public utility holding companies. Here again, the SEC is concerned primarily with promoting disclosure of important information, enforcing the securities laws, and protecting investors who interact with these various organizations and individuals.

Crucial to the SEC's effectiveness is its enforcement authority. Each year the SEC brings between 400-500 civil enforcement actions against individuals and companies that break the securities laws. Typical infractions include insider trading, accounting fraud, and providing false or misleading information about securities and the companies that issue them. I hope this helps you there where no answer choices so I wrote a few paragraphs about it!

Veseljchak [2.6K]3 years ago
3 0

Answer:

the answer is B

Explanation:

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Answer:

c.) Chile

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castortr0y [4]

In this scenario, Keith appears to be having normal thought processes.

His behavior would not be considered delusional because his concern about his boss not inviting him to lunch was explained, and it made sense to him. If he was experiencing delusional disorder, he would not be able to shake off the feeling, even with a logical explanation.

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Royalty-free images are those in which the price of the license is determined by the use of the image.
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In the late century the emphasis on the treatment of the mentally not even existed. They were relegated to prisons or almshouses, with dirty conditions.

There was negative attitudes towards mental illness which led to stigmatization and confinement of the mentally ill.

To learn more about biological causes of mental disorders here

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Eric's father is in the military and has been away from home for over nine months without leave and has not seen his son since e
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