Which of the following terms is NOT specifically defined under the Uniform Securities Act?A) Broker-dealerB) Broker-dealer repre

Question

cestrela7 [59]

3 years ago

14

Which of the following terms is NOT specifically defined under the Uniform Securities Act?A) Broker-dealerB) Broker-dealer repre

sentativeC) Investment adviserD) Investment adviser representative

Business

1 answer:

olga2289 [7] · Answer 1 · 2022-07-21T02:10:31+03:00

Answer:

B. Broker-dealer representative.

Explanation:

The Uniform Securities Act defines a broker-dealer, it defines a representative of a broker-dealer, it defines an investment adviser, and it defines an investment adviser representative. So Overall, the term not specifically defined under the securities act is broker-dealer representative.