Pushes herself and is determined to finish something she started.
Answer a
The stakeholder in this situation arer as follows =>
1. Scott
2. Managemnet of a Company
3. The Financial Community.
Answer b
Ethical Issues are ;
Loyalty of Scott towards Company and its management.
He should excercise due vigilence while making projections for sales.
Answer c
Possible Actions are
1. Ignore the matter
2. Inform then Boss or Management.
3. Inform the boss and follow the standard procedure
I would have told the management of the error I made if I were in his place, showing my integrity and loyalty to the company without realizing that my integrity might jeopardize my promotion. But being ethical and trustworthy will also benefit me in the long run.
Answer:
the answer is a
Explanation:
i just took the usatestprep
Options:
[A] The new client is a personal friend of the RR who will be in charge of overseeing the new account.
[B] The new client agrees to provide a real address of a home or business, even though he insists that all correspondence be sent to the P.O. Box.
[C] The new client submits a written statement stating that for convenience purposes, he only uses a P.O. Box for all correspondence.
[D] The new client tells the RR and the BOM that he has not yet established a place of residence in the area and that the P.O. Box is the only fixed address he can give.
Answer:
B
Explanation:
Unless the new client provides a real address (either home or office), the account cannot be opened. FINRA regulations do not consider a P.O. Box as an acceptable residential address. The RR can send all the correspondence to the P.O. Box if the client requests it, but the client must still provide a real home or business address.
