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tester [92]
3 years ago
13

under the securties act of 1933, which statements are true regarding a regulation D private placement exemption? adveristing per

mitted
Business
1 answer:
Keith_Richards [23]3 years ago
7 0

Answer:

advertising is not permitted

Commissions can be received in connection with the offering.

Explanation:

Under the securities act of 1993, a regulation D private placements have some rules which included: advertising was not permitted and Commissions can be received in connection with the offering. These were only a few rules as Regulation D allows a "private placement" exemption if an issue is sold to a maximum of 35 "non-accredited" investors.

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A market maker who acts as a dealer in one or more securities on the floor of the nyse is called a:
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3 years ago
On October 1, Year 1, Jason Company paid $7,200 to lease office space for one year beginning immediately. What is the amount of
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