Question

Who does the SEC oversee? A)brokers B)consumers C)managers D)workers

Answer 1

The correct answer is A) brokers.

The SEC oversees brokers.

The SEC is the Securities Exchange Commission functions as an independent agency from the government. It was created by Congress in 1934 to oversees the securities market. His primary responsibility is to protect the investors and their investments in the stock market. The SEC supervises the security markets and shares capital information. The SEC oversees brokers.

Answer 2

The U.S. Securities and Exchange Commission (SEC) is an independent federal government agency responsible for protecting investors, maintaining fair and orderly functioning of securities markets and facilitating capital formation.to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.