Answer:
Implied Falsity-d
Explanation:
implied false advertising is highlighting information that are literally true, but simply imply another message which is false.
Answer:
C. a retail communication
Explanation:
FINRA is a non governement corporation that enable investor or firm to participate in the market by safeguarding their rights. It has been divided into two category:
- correspondence
- retail communication.
Correspondence: It is a communication to 25 or less existing client or prospective clients. Under correspondence, Institutional communication and public appearances are not subject to pre principal approval.
Retail communication: It is communication to more than 25 existing client or prospective client, excluding institutional communication and public appearance.
In the given case, It is a communication to 30 retail clients, therefore is a retail communication
Both you and your broker might be penalized for significant offenses when they were known to them, and both of you could have your licenses suspended or revoked.
<h3>If you are found guilty of a significant offense in Pennsylvania and it is discovered that your broker knew about it, what is the worst-case scenario?</h3>
Both you and the broker might get fines and have your licenses revoked or suspended.
<h3>What is the maximum fine that the Maryland real estate commission will impose?</h3>
The most severe penalty will consist of a real estate license being revoked and a hefty fine exceeding $10,000. This could occur if a Maryland real estate broker collects rental income on the client's behalf but does not give the client access to the funds.
To Know more about penalized
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<span>Role
Role expectations is what we are expected to do based on certain assigned role. This is taken from the social and psychological concept of Role Theory. Which says each thing we do is according to specific roles that have already been carved out and we act out according to the expectations of such role for example the duties and obligations of a wife to a husband or that of a father to his children</span>
Answer:
The correct option is A, abnormal price change at the announcement
Explanation:
Abnormal price increase before the announcement would only be the case if the there was insider dealing, that is there exists information leakage.
An abnormal price decrease cannot be the case, the market prices a share based on its earnings' strength, in other words a stock with high dividends prospect is priced high.
Option D is wrong there would a price change stemming from the announcement made about large cash dividends payout
